FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of March 21, 2017 (the “Effective Date”) by and between Financial Services Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Exhibit A (together, the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND DISTRIBUTION AGREEMENTDistribution Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 23rd, 2017 • Financial Investors Trust • Delaware
This Investment Advisory Agreement (this “Agreement”), effective as of March 21, 2017, by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Rondure Global Advisors, LLC (the “Investment Adviser”), a Delaware investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and having its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”), effective as of March 21, 2017, by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Appendix A hereto (the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FEE WAIVER LETTER RONDURE GLOBAL ADVISORS, LLCFee Waiver Agreement • March 23rd, 2017 • Financial Investors Trust
This letter confirms the agreement of Rondure Global Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Funds.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF FOURTH AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • March 23rd, 2017 • Financial Investors Trust
This Fourth Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a management investment company organized under the laws of the State of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “Fund”) on behalf of each series listed on Schedule I attached thereto, and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH” or the “Custodian”), previously amended on June 4, 2015, April 15, 2016 and again on May 18, 2016, is hereby made as of March 14, 2017.
