RED OAK CAPITAL FUND IV, LLC a Delaware limited liability company AND UMB Bank, N.A. Trustee INDENTURE Dated as of [______], 2020 Debt SecuritiesIndenture • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Delaware
INDENTURE, dated as of [______], 2020, between RED OAK CAPITAL FUND IV, LLC, a Delaware limited liability company (the “Company”), and UMB Bank, N.A., a national banking association, as trustee (the “Trustee”):
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of [____], 2020, by and among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds, Series B Bonds, Series Ra Bonds and Series Rb Bonds issued by Grantor under the Indenture (as defined in the Indenture).
Date: ___________, 2019 Crescent Securities Group, Inc. Dallas, Texas 75231Managing Broker-Dealer/Underwriter Agreement • December 27th, 2019 • Red Oak Capital Fund IV, LLC • Real estate • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund IV, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
