Examples of Access Employees in a sentence
A record of all Access Employees, currently or within the past five years, who are or were required to submit reports under this Code, or who are or were responsible for reviewing these reports, will be maintained in an easily accessible place.
Access Employees must accomplish all personal securities transactions in a manner that avoids any conflict (or the appearance of a conflict) between their personal interests and those of its clients.
Major Enhancements will be dealt with through the Change Control Process as outlined in the Change Control Schedule or through reprioritization of the HR IT resources.
Access Employees must submit this list to the Compliance Officer within ten days of the date first subject to this Code's reporting requirements.
Library Access: Employees will receive the following privileges at the University Libraries when they identify their status as Employees before checkout: the borrowing period for an Employee is one semester; Employees may borrow up to 50 items, and are exempt from ordinary overdue fines.
Within 30 days of the end of the calendar year, Access Employees must submit to the Compliance Officer a listing of all Covered Securities Beneficially Owned, as well as all of their securities accounts in which said securities are held.
If Access Employees had no reportable transactions and did not open any Non-Exempted Securities Accounts during the quarter, they are still required to submit a transaction report, noting that there were no reportable items during the quarter.
Access Employees must submit a listing of all Securities Beneficially Owned, as well as all of their securities accounts, as of the date they are first subject to this Code's reporting requirements.
Each quarter, Access Employees must report all of their Covered Securities transactions effected, as well as any Covered Securities Accounts established during the quarter.
Access Employees are divided into two categories, Access Level 1 and Access Level 2.