Examples of Access Employees in a sentence
Access Employees must submit this list to the Compliance Officer within ten days of the date first subject to this Code's reporting requirements.
Access Employees must submit a listing of all Securities Beneficially Owned, as well as all of their securities accounts, as of the date they are first subject to this Code's reporting requirements.
Within 30 days of the end of the calendar year, Access Employees must submit to the Compliance Officer a listing of all Covered Securities Beneficially Owned, as well as all of their securities accounts in which said securities are held.
Access Employees are divided into two categories, Access Level 1 and Access Level 2.
Access Employees must obtain approval from the Compliance Officer before directly or indirectly acquiring Beneficial Ownership of any Security offered in connection with an IPO or Limited Offering.
Each report must be accompanied by a certification to the Board that Clarion has adopted procedures reasonably necessary to prevent its Access Employees from violating its Code of Ethics.
Employees who are not advised that they are Access Employees are deemed to be Non-Access Employees.
Library Access: Employees will receive the following privileges at the University Libraries when they identify their status as Employees before checkout: the borrowing period for an Employee is one semester; Employees may borrow up to 50 items, and are exempt from ordinary overdue fines.
All Access Employees must obtain pre-clearance or Monitoring Committee approval before executing a personal trade for themselves or their Associates.
Each report must be accompanied by a certification to the Board that CRA has adopted procedures reasonably necessary to prevent its Access Employees from violating its Code of Ethics.