Examples of Access Level in a sentence
If you are an Access Level I Person, Access Level II Person, or Access Level III Person, you must also make sure that your holdings in a John Hancock Affiliated Fund are included in your Initial Holdings Report (upon hire or commencement of access designation).
Investment Professional Disclosure of Personal Securities Conflicts Applies to: Access Level I As an investment professional, you must promptly disclose your direct or indirect beneficial interest in a security that is under consideration for purchase or sale in a John Hancock Affiliated Fund or account.
Limited Category for Access Level IV Persons: Access Level IV Persons shall only be required to report the following information in their initial and annual holdings reports: An Independent Board Member of John Hancock Trust must report any Insurance Contracts.
Broker Letter/Duplicate Confirm Statements Applies to: All Access Levels excluding Access Level IV In accordance with Rule 17j-1(d)(2) under the 1940 Act and Rule 204A-1(b) under the Advisers Act, you are required to report to Code of Ethics Administration each transaction in any reportable security.
Investment Professional Disclosure of Personal Securities Conflicts Applies to: Access Level I Persons As an investment professional, you must promptly disclose your direct or indirect beneficial interest in a security that is under consideration for purchase or sale in a John Hancock Affiliated Fund or Client account.