Adviser Persons definition

Adviser Persons is defined in Section 1.4.
Adviser Persons has the meaning set forth in Section 1.4.
Adviser Persons is defined in SECTION 1.4.

Examples of Adviser Persons in a sentence

  • Nothing in this Section 9.13 shall affect the Bank's rights against Adviser Persons as provided in Section 1.5.

  • It is expected that all Access Persons of the Trust other than the Independent Trustees will either be Allianz Persons or C-N-R Adviser Persons and, therefore, only the Independent Trustees will be subject to this Code.

  • Nothing in this SECTION 8.12 shall affect the Bank's rights against Adviser Persons as provided in SECTION 1.4.

  • Client shall indemnify and hold harmless Adviser Persons for any loss, liability, cost, damage or expense, including reasonable attorneys’ fees and costs (collectively, “Losses”) incurred by Adviser Persons in connection with this Agreement, except where a court of competent jurisdiction has finally concluded that such Losses resulted from Adviser Persons’ gross negligence, recklessness, or willful misconduct.

  • Nothing in this SECTION 2.10 shall affect the Bank's rights against Adviser Persons as provided in SECTION 1.4.

  • Nothing in this Section 8.12 shall affect the Bank's rights against Adviser Persons as provided in Section 1.4.

  • Nothing in this SECTION 9.13 shall affect the Bank's rights against Adviser Persons as provided in SECTION 1.4.

  • Certain persons (C-N-R Adviser Persons) who would otherwise be subject to this Code are officers or employees of Cadence, NACM, or RCM, and are subject to the Code of Ethics of Cadence, NACM or RCM, respectively (collectively, C-N-R Adviser Codes) adopted pursuant to Rule 17j-1 under the Act.

  • Nothing in this SECTION 2.14 shall affect the Banks' rights against Adviser Persons as provided in SECTION 1.5.

  • Nothing in this Section 3.6 shall affect the Bank's rights against Adviser Persons as provided in Section 1.5 of the Credit Agreement.


More Definitions of Adviser Persons

Adviser Persons is defined in SECTION 1.6.

Related to Adviser Persons

  • Purchaser Personnel means the Purchasers’, and each Purchaser’s Affiliates’, officers, directors (or their equivalent), employees, agents, and contractors of any kind.

  • Controlling Persons means the natural persons who exercise control over an Entity. In the case of a trust, such term means the settlor, the trustees, the protector (if any), the beneficiaries or class of beneficiaries, and any other natural person exercising ultimate effective control over the trust, and in the case of a legal arrangement other than a trust, such term means persons in equivalent or similar positions. The term “Controlling Persons” shall be interpreted in a manner consistent with the Financial Action Task Force Recommendations.

  • Professional Persons means all Persons retained by order of the Bankruptcy Court in connection with the Reorganization Cases, pursuant to sections 327, 328, 330 or 1103 of the Bankruptcy Code, excluding any ordinary course professionals retained pursuant to order of the Bankruptcy Court.

  • Advisors has the meaning set forth in Section 14.06(c).

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Older person means an individual who is at least fifty-five (55) years of age and qualified to reside in a Housing For Older Persons Project.

  • Supervised Persons for purposes of this Code means:

  • Professional person means a mental health professional,

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Other Person means a person who is not a council member or an employee.

  • Company Representatives shall have the meaning set forth in Section 6.5(a).

  • Persons means an individual, a limited liability company, a partnership, a joint venture, a corporation, a trust, an unincorporated organization, any other entity and any governmental entity or any department or agency thereof.

  • Designated Persons means a person or entity (a) listed in the annex to, or otherwise subject to the provisions of, any Executive Order; (b) named as a “Specially Designated National and Blocked Person” (“SDN”) on the most current list published by OFAC at its official website or any replacement website or other replacement official publication of such list (the “SDN List”) or is otherwise the subject of any Sanctions Laws and Regulations; (c) in which an entity or person on the SDN List has 50% or greater ownership interest or that is otherwise controlled by an SDN.

  • Excluded Persons means (A) the Company or any Regency Entity; (B) a trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Regency Entity; (C) an underwriter temporarily holding securities pursuant to an offering of such securities; or (D) a corporation owned, directly or indirectly, by the shareholders of the Company in substantially the same proportions as their ownership of stock in the Company.

  • Expert Advisor means a mechanical online trading system designed to automate trading activities on an electronic trading platform such as the Company’s Trading Platform. It can be programmed to alert the Client of a trading opportunity and can also trade his Trading Account automatically managing all aspects of trading operations from sending orders directly to the Trading Platform to automatically adjusting stop loss, Trailing Stops and take profit levels.

  • Local Personnel means such professionals and support staff who at the time of being so provided had their domicile inside the Government’s country.

  • Relevant Persons means all persons that undertake in Northern

  • Affiliated Persons or "AFFILIATES" means

  • Entities means event and competition organisers/promoters/managers, land and track owners/managers/administrators/lessees, CAMS affiliated clubs, state and territory governments and insured listed in CAMS’ public/product/professional indemnity insurance policies and each of their related bodies corporate (including their related bodies corporate) and each of their organs and agencies, officers/president/directors/executives, employees, servants, agents, partners, providers, members, competitors, drivers, co-drivers, navigators, officials, crew members, pit crew, delegates, licence holders, representatives, commissions, committees, advisers, trustees, councils, panels, shareholders, volunteers, officials, appointees, delegated bodies and sponsors.

  • Consultants means employees and third party contractors which SAP utilizes to provide Services to Licensee.

  • Specified Persons means the Directors, connected persons, the insiders, the Designated Employees and the promoters and immediate relatives are collectively referred to as Specified Persons.

  • Investment Personnel means: (a) Portfolio Managers and other Advisory Persons who provide investment information and/or advice to the Portfolio Manager(s) and/or help execute the Portfolio Manager's(s') investment decisions, including securities analysts and traders; (b) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security; and (c) certain other individuals as designated by the Compliance Officer.

  • Managers means a Person who is named or designated as a manager or managing member or otherwise acts in the capacity of a manager or managing member of a limited liability company in a limited liability company agreement or similar instrument under which the limited liability company is formed or operated.

  • young person means a person who falls within the definition of qualifying young person in section 142 of the SSCBA.