Advisory Account Program definition

Advisory Account Program or “Program” refers to a fee-based investment advisory program or platform offered or sponsored by or through Xxxxxxx Xxxxx governed by the terms and conditions of, this MAA. The types of Advisory Account Programs are described below in the “Advisory Account Programs” section of this MAA. Not all fee- based investment advisory programs or services for which you may engage your Adviser are available to be opened under and governed by this MAA.
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Examples of Advisory Account Program in a sentence

  • If this MAA and any related Advisory Account Program is established on behalf of a plan subject to ERISA (the “Plan”), the person(s) executing this MAA on behalf of the Plan hereby represents that they are a “Named Fiduciary,” as that term is contemplated by XXXXX, with respect to the control or management of the assets of the Plan, and that they are empowered and have the authority to appoint Adviser, and Subadviser, as applicable, as a service provider for the Plan.

  • Further, no Fee will be charged to your Account for a selected Advisory Account Program until such Account is incepted.

  • Adviser, through its IARs, has an initial and ongoing obligation to determine the appropriateness of your participation in an Advisory Account Program, including any Managers or investment disciplines or strategies selected by you.

  • You understand that your selection of an Advisory Account Program, including your selection of the related disciplines, strategies, and Managers, as applicable, is from all account options available to you and you acknowledge that these options have been explained to you by Adviser.

  • To the extent that you intend to hold mutual fund shares for an extended period of time, you should review these mutual fund expenses in addition to the Fee charged to your Account when evaluating the costs of an Advisory Account Program.

  • If an Account is opened under the account opening documentation as an Advisory Account pending inception, and is funded (partially or in full) but fails to be incepted into an Advisory Account Program, for any reason, the Account will be converted to a custodial brokerage account and subject to the terms (including with regard to fees) of the account opening documentation.

  • Upon your selection of an Advisory Account Program, your Adviser will establish an Advisory Account in your name to be managed in accordance with the terms and conditions of this MAA, the corresponding Program Supplement(s), and the Disclosure Documents.

  • By selecting this program, you acknowledge that each Model Portfolio consists of allocations of funds selected solely from proprietary funds managed by Capital Research and that no other funds or investments are considered in the construct of any Model Portfolios in this Advisory Account Program.

  • There are investment strategies or disciplines within each Advisory Account Program that do not contain RJA-affiliated funds and you understand that you can select a strategy or discipline that does not invest in RJA-affiliated funds.

  • By selecting the Xxxxxxx Investments Program, you acknowledge that each Model Portfolio consists of allocations of mutual funds selected solely from proprietary funds managed by Xxxxxxx Investments and that no other funds or investments are considered in the construct of any Model Portfolios in this Advisory Account Program.

Related to Advisory Account Program

  • Operating Account means a demand deposit account maintained at the Funding Bank in Borrower's name and designated for funding that portion of each Eligible Loan not funded by a Warehousing Advance made against that Eligible Loan and for returning any excess payment from an Investor for a Pledged Loan or Pledged Security.

  • Disbursement Account means, in respect of each Tranche, the bank account set out in the most recent List of Authorised Signatories and Accounts.

  • Management Accounts means, in relation to any Reporting Period, the Franchisee’s management accounts which: (a) comply with paragraph 3.10 of Schedule 13 (Information and Industry Initiatives); and (b) are required to be delivered to the Secretary of State by the Franchisee in accordance with paragraphs 3.2 and 3.3 of Schedule 13 (Information and Industry Initiatives);

  • Client Account means the unique personalised account of the Client consisting of all Completed Transactions, Open Positions and Orders in the Trading Platform, the balance of the Client money and deposit/withdrawal transactions of the Client money.