Advisory Account definition

Advisory Account means any account with respect to which the Advisor provides investment advisory services pursuant to a contract.

Advisory Account means any account for which HIMCO is the investment adviser, sub-adviser, or collateral manager and may include (but is not limited to) registered and non-registered investment companies, institutional clients (including affiliated accounts), employee benefit trusts, funds organized outside the U.S., individuals, and other types of investment advisory accounts.

Advisory Account or “Account” refers to an account opened at Xxxxxxx Xxxxx under the account opening documentation, or opened under the documentation related to setting up a “delivery versus payment” account, that is advised or managed by Adviser, and any Subadvisers or Managers, if applicable, through an Advisory Account Program, inclusive of any related Securities and other Property.

Examples of Advisory Account in a sentence

• When your Advisory Account is incepted, the Fee is billed for the remainder of the current billing period and is based on your initial contribution to the Account.

• Consult with your IAR to establish or modify any Advisory Account features.

• If this MAA and any related Advisory Account Program is established on behalf of a plan subject to ERISA (the “Plan”), the person(s) executing this MAA on behalf of the Plan hereby represents that they are a “Named Fiduciary,” as that term is contemplated by ERISA, with respect to the control or management of the assets of the Plan, and that they are empowered and have the authority to appoint Adviser, and Subadviser, as applicable, as a service provider for the Plan.

• Upon your selection of an Advisory Account Program, your Adviser will establish an Advisory Account in your name to be managed in accordance with the terms and conditions of this MAA, the corresponding Program Supplement(s), and the Disclosure Documents.

• If you previously elected and were approved for margin in your brokerage account, the margin feature will automatically carry over when converting to a margin eligible Advisory Account without further action on your part, subject to the terms of the Margin Agreement.

More Definitions of Advisory Account

Advisory Account means the advisory account opened in your name with the Bank which, for the purposes of these terms and conditions, is used for transactions relating to your investment through the Bank in Units or Funds and related dealings in any Fund including without limitation to the holding, subscription,switching, transferring or redemption of Units in such Fund;

Advisory Account means the advisory account opened in your name with the Bank;

Advisory Account means any account with respect to which the Advisor provides discretionary investment advisory services pursuant to a contract including any sub-advised registered investment companies. For avoidance of doubt, clients for which the Advisor provides model portfolio recommendations on a non-discretioanry basis are not Advisory Accounts for purposes of the Code.

Advisory Account means any managed account maintained by Mariner on behalf of a Client.

Advisory Account means a Holder that is advised by an Investment Adviser.

Advisory Account means any account with respect to which the Company provides investment advisory services pursuant to a contract and includes the Funds.

Advisory Account means any managed account maintained by GSC on behalf of an Advisory Client.