Advisory Account definition

Advisory Account means any account with respect to which the Advisor provides investment advisory services pursuant to a contract.

Advisory Account means any account for which HIMCO is the investment adviser, sub-adviser, or collateral manager and may include (but is not limited to) registered and non-registered investment companies, institutional clients (including affiliated accounts), employee benefit trusts, funds organized outside the U.S., individuals, and other types of investment advisory accounts.

Advisory Account or “Account” refers to an account opened at Xxxxxxx Xxxxx under the account opening documentation, or opened under the documentation related to setting up a “delivery versus payment” account, that is advised or managed by Adviser, and any Subadvisers or Managers, if applicable, through an Advisory Account Program, inclusive of any related Securities and other Property.

Examples of Advisory Account in a sentence

• Other than your responsibilities to make the recommendations contained in the Model Portfolio, to deliver the Model Portfolio, and to provide such other information, reports, records or advice as set forth herein, you have no authority or responsibility to manage the Advisory Account and you acknowledge and agree that the Adviser retains the authority and responsibility to manage the assets of the Advisory Account.

• You are not permitted to consult with any other subadviser to the Trust with respect to transactions by the Fund in securities or other financial instruments in the Advisory Account.

• The Adviser will make all decisions to purchase, hold or sell assets of the Advisory Account, and you are not authorized to place orders for the execution of securities or other transactions for or on behalf of the Advisory Account.

• This Agreement does not, and is not intended to, create any third-party beneficiary or otherwise confer rights, privileges, claims or remedies upon any shareholder or other person other than the parties (including the Trust with respect to the Fund and the Advisory Account) and their respective successors and permitted assigns.

• The Board or the Adviser may, from time to time, make additions to and withdrawals from the Advisory Account.

More Definitions of Advisory Account

Advisory Account means the advisory account opened in your name with the Bank;

Advisory Account means the advisory account opened in your name with the Bank which, for the purposes of these terms and conditions, is used for transactions relating to your investment through the Bank in Units or Funds and related dealings in any Fund including without limitation to the holding, subscription,switching, transferring or redemption of Units in such Fund;

Advisory Account means any account with respect to which the Advisor provides discretionary investment advisory services pursuant to a contract including any sub-advised registered investment companies. For avoidance of doubt, clients for which the Advisor provides model portfolio recommendations on a non-discretioanry basis are not Advisory Accounts for purposes of the Code.

Advisory Account means any managed account maintained by Mariner on behalf of a Client.

Advisory Account means the managed account maintained by the Adviser on behalf of an Advisory Client.

Advisory Account means any account with respect to which the Company provides investment advisory services pursuant to a contract and includes the Funds.

Advisory Account means a Holder that is advised by an Investment Adviser.