Affiliated Firm definition

Affiliated Firm means, with respect to any person, any firm of which such person is a partner, trustee, officer, director or employee or over which such person has control, and any firm which controls, is controlled by or is under common control with such person.
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Affiliated Firm means a firm that owns fifty percent or more of the voting shares in a corporation or fifty percent or more of the capital interests of a business firm that is not a corporation.
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Affiliated Firm means any person or entity with which you have entered into a professional relationship or agreement and which is performing Professional Services at your direction or on your behalf.
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Examples of Affiliated Firm in a sentence

  • Any member who has, or whose Affiliated Firm has, a position required to be disclosed under paragraph (b)(i) (other than a position which the Board or committee has determined to be de minimus), shall be disqualified from voting and must withdraw from the room before a vote is taken.

  • Any other types of positions, at the Exchange or elsewhere, held in the member's personal accounts or the proprietary accounts of the Member’s Affiliated Firm that could reasonably be expected to be affected by the Significant Action.

  • No member shall be disqualified from voting upon the appointment of an ad hoc committee solely because of positions held by such member or an Affiliated Firm of such member.

  • Member’s Affiliated Firm means a firm in which the committee member is a principal, as defined in CFTC Regulation 3.1(a), or an employee.

  • For purposes of clause (v) of the preceding sentence, a member of the Board or any such committee shall not automatically be deemed to have a ‘significant, ongoing business relationship’ with a Licensee or applicant for license as a Warehouse Operator solely because the member or any Affiliated Firm of the member stores a commodity in facilities maintained by such Licensee or applicant.

  • Member’s Affiliated Firm" means a firm in which the Permit Holder is a "principal," as defined in CFTC Regulation 3.1(a), or an employee.

  • Board and committee members must recuse themselves from all matters in which they, or an Affiliated Firm to them, have a conflict and at all times when they are unwilling to provide Disclosure.

  • Onboarding feesThere is a one-off on boarding fee of £50,000 for each new SwapClear Clearing Member, FCM Clearing Member or SwapClear Dealer or Affiliate which is a member of, or an Affiliated Firm of, a Member Group.Clearing Fees - NotesA "Member Group" means a SwapClear Clearing Member or an FCM Clearing Member, its direct and indirect subsidiaries and its direct and indirect holding companies and every direct and indirect subsidiary of each such holding company, from time to time.

  • But criticism that struggles with its opposite remains dogmatic criticism, as for example in earlier times, when the dogma of the Blessed Trinity was set aside by appealing to the contradiction between 1 and 3.

  • Member's Affiliated Firm" means a firm in which the member is a "principal," as defined in CFTC Regulation 3.1(a), or an employee.


More Definitions of Affiliated Firm

Affiliated Firm means a firm in which one or more of the owners of another firm hold controlling interest, or has the authority to establish and control the financial and/or operations policies of the affiliated firm. Here, the affiliated firm name would be different.
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Affiliated Firm means a law firm that employs a lawyer that is a member of the American Association of Justice.
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Affiliated Firm means any person or entity with which the Insured Firm has entered into a professional relationship and/or agreement to perform Professional Services at the direction or on behalf of the Insured Firm.
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Related to Affiliated Firm

  • Affiliated Entity means any entity controlling, controlled by, or under common control with an Insured.

  • Affiliated has a correlative meaning.

  • Affiliated Fund means, with respect to any specified Person, a private equity investment fund that is an Affiliate of such Person or that is advised by the same investment adviser as such Person or by an Affiliate of such investment adviser.

  • Affiliated Funds are any fund of Xxxx Xxxxxxx Trust (“JHVIT”), Xxxx Xxxxxxx Funds II (“JHF II”) or Xxxx Xxxxxxx Funds III (“JHF III”), excluding the following funds of JHVIT: the Money Market Trust B, 500 Index Trust B, International Equity Index Trust B and Total Bond Market Trust B.

  • Affiliated Company means any company controlled by, controlling or under common control with the Company.

  • Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person, as such terms are used in and construed under Rule 405 under the Securities Act.

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Affiliated Association means an Association accorded the status of an Affiliated Association under the rules of The FA.

  • Affiliated Club means a football club affiliated with the League whose application for Membership has been approved in accordance with the Statement of Rules.

  • Affiliated Group means any affiliated group within the meaning of Section 1504(a) of the Code or any similar group defined under a similar provision of state, local or foreign law.

  • Business firm means a person that transacts business on a regular and continual basis, or a person that proposes to transact business on a regular and continual basis.

  • Selected Firm means the firm who is selected by the City and to whom the City Council/City Manager awards a contract for the services or commodities requested in this solicitation.

  • Affiliates means, with respect to the Contractor, any of its corporate affiliates or associates, including parent entities, subsidiaries, and other entities in which it owns a substantial interest.

  • Direct Competitor means any individual, partnership, corporation, limited liability company, association, or other group, however organized, who competes with the Company in the full service restaurant business.

  • Affiliated Persons or "AFFILIATES" means

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Affiliated Employer means any corporation which is a member of a controlled group of corporations (as defined in Code Section 414(b)) which includes the Employer; any trade or business (whether or not incorporated) which is under common control (as defined in Code Section 414(c)) with the Employer; any organization (whether or not incorporated) which is a member of an affiliated service group (as defined in Code Section 414(m)) which includes the Employer; and any other entity required to be aggregated with the Employer pursuant to Regulations under Code Section 414(o).

  • Affiliation means an elector's decision to affiliate with either a political party or a political organization, as defined in subsections (24) and (25) of this section.

  • Competitor means any business, individual, partnership, joint venture, association, firm, corporation or other entity, other than the Employer or its affiliates or subsidiaries, engaged, wholly or partly, in Company Activities.

  • BRS means Behavior Rehabilitation Services.

  • Affiliated Companies shall include any company controlled by, controlling or under common control with the Company.

  • affiliated college means an educational institution affiliated to the University but not maintained or administered by it;