Examples of Affiliated Issuers in a sentence
Please refer to Investments in Affiliated Issuers, in the Notes to the Schedule of Investments.
You have not been convicted, within ten years before the sale of the securities (or five years, in the case of issuers, their predecessors and Affiliated Issuers), of any felony or misdemeanor: • in connection with the purchase or sale of any security; • involving the making of any false filing with the SEC; or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities.
Please refer to Note 3, Investments in Affiliated Issuers, in the Additional Information Associated with the Schedule of Investments.
Investments in Affiliated Issuers and FundsThe Fund invested in issuers that may be deemed to be affiliated with Morgan Stanley.
This consolidation is a key benefit of virtualiza- tion but carries a higher level of risk management than traditional IT security.
Oakmark.com Oakmark International Fund June 30, 2022 (Unaudited)Schedule of Investments (in thousands) Schedule of Transactions with Affiliated Issuers Purchase and sale transactions and dividend and interest income earned during the period on these securities are set forth below (in thousands).
As a unilateral instrument, the Deed of Conditional Waiver does not create any obligation for the Affiliated Issuers, unless they wish to embark on any real estate projects in the PRC.
As a condition for any participation, the Affiliated Issuers are required to unconditionally and exclusively refer to the Group any Restricted Opportunity in order to avail themselves of the Waiver, without which any participation by the Affiliated Groups in such activities is strictly prohibited.
Non-income producing assets.* Affiliated Issuers (Total Market Value of $42,660,001): companies in which the Fund owns at least 5% of the voting securities.
Processor and Client agree that during the term: (i) Processor will be the sole and exclusive provider of the Services to Client and its Affiliated Issuers; and (ii) Client will not directly or indirectly either itself or through a Person, offer or promote any other proprietary, closed network, online Gift Card or similar access device.