Examples of AIM Rules for Nominated Advisers in a sentence
The rules relating to the eligibility, responsibilities and disciplining of nominated advisers are set out in the separate rulebook, AIM Rules for Nominated Advisers.
It forms part of the AIM Rules for Companies (and comes within the definition of Note in those rules) and AIM Rules for Nominated Advisers.
Where a new nominated adviser is appointed a notification will be required under rule 17 and a new nominated adviser’s declaration should be submitted to the Exchange pursuant to the AIM Rules for Nominated Advisers.
When considering whether any relevant party is independent, reference should be made to the principles of rules 21 and 22 of the AIM Rules for Nominated Advisers.
Liberum’s responsibilities as the Company’s nominated adviser and broker under the AIM Rules for Nominated Advisers are owed solely to London Stock Exchange and are not owed to the Company or to any Director or to any other person in respect of his decision to acquire shares in the Company in reliance on any part of this document.
Nothing in this Agreement shall oblige the Nomad and/or the Joint Brokers to undertake any action or omit to take any action in circumstances where it believes to do so would cause it to breach its legal or regulatory obligations including under the FSMA, the AIM Rules for Companies, the AIM Rules for Nominated Advisers and/or the City Code.
The responsibilities of nominated advisers are set out in the AIM Rules for Nominated Advisers.
The nominated adviser is required to make a declaration to the London Stock Exchange on admission in the form set out in Schedule Two to the AIM Rules for Nominated Advisers.
Rule 39 of the AIM Rules requires the nominated adviser to comply with the AIM Rules for Nominated Advisers ("Nomad Rules") (which sets out the eligibility, ongoing obligations and responsibilities and certain disciplinary matters in relation to nominatedadvisers).
Responses to the consultation on the AIM Rules and AIM Rules for Nominated Advisers are invited to be sent to aimnotices@lseg.com by no later than 29 January 2018.