Applicable Regulation definition

Applicable Regulation means the rules of any relevant regulatory authority, the rules of any relevant exchange, and all other applicable laws and rules in force from time to time, including MiFID;

Applicable Regulation means, in the case of the Company, applicable Australian laws and regulations (including listing rules) and, in the case of Rio Tinto plc, applicable English laws and regulations (including listing rules and guidelines with which companies listed on the London Stock Exchange customarily comply), in each case for the time being in force and taking account of all waivers or variations from time to time applicable (in particular situations or generally) to the Company or, as the case may be, Rio Tinto plc;

Applicable Regulation means all laws, rules, regulations and other legal requirement(s) in force from time to time in Australia. These include, without limitation, FATCA or CRS.

Examples of Applicable Regulation in a sentence

• Where the Agreement or Applicable Regulation requires us to communicate with you ‘in writing’, we will generally make such communications to you via e-mail, although on certain occasions we may use post if doing so is more appropriate or required under the circumstances or by Applicable Regulations and if we have your postal contact details.

• To the extent required by Applicable Regulation, the Company will provide information on such benefits to the Client on request.

• We will not recognise or be concerned with any division of ownership of funds held on an account, unless specifically required to do so by any Applicable Regulation.

• Such money may not constitute client money for the purposes of Applicable Regulation and so may not be segregated from money held in our own account(s) and may be used by us in the course of our business.

• The amount payable by either party to the other pursuant to the provisions of Section 10.6 or any Applicable Regulation shall be paid in US Dollars by the close of business on the Business Day following the completion of the termination and liquidation under Section 10.5, or any laws or regulations having a similar effect.

More Definitions of Applicable Regulation

Applicable Regulation means any law (including FATCA and CRS), regulation or court order, or any rule, direction, guideline, code, notice or restriction (whether or not having the force of law) issued by any Authority or industry or self-regulatory body, whether in or outside of Hong Kong, to which the Bank or the Customer is (a) subject to or (b) expected to comply from time to time.

Applicable Regulation means any law, regulation or court order, or any rule, direction, guideline, code, notice or restriction (whether or not having the force of law) issued by any Authority or industry or self-regulatory body, whether in or outside the Philippines, to which we or you are subject or with which we or you are expected to comply from time to time.

Applicable Regulation means the rules and regulation of any applicable Regulator, the rules of any relevant exchange and any other laws or regulations applicable to BNYM in the provision of Services to you.

Applicable Regulation means the rules of any relevant regulatory authority, the rules of any relevant exchange and all other applicable laws, rules and regulations as in force from time to time, as applicable to this Agreement;

Applicable Regulation means FCA rules or any other rules of a relevant regulatory authority or any other rules of a relevant Market and all other applicable laws, rules and regulations as in force from time to time;

Applicable Regulation means the rules of any relevant regulatory authority, the rules of any relevant exchange

Applicable Regulation means, in the case of RTL, applicable Australian law and regulations (including listing rules) and, in the case of RTP, applicable English law and regulations (including 1 The RTZ Corporation PLC changed its name to Rio Tinto plc and CRA Limited changed its name to Rio Tinto Limited in each case with effect from 2 June 1997. listing rules and guidelines with which companies listed on the London Stock Exchange customarily comply), in each case for the time being in force and taking account of all waivers or variations from time to time applicable (in particular situations or generally) to RTL or, as the case may be, RTP;