Approved Underwriters definition

Approved Underwriters shall have the meaning set forth in Section 8(a).
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Approved Underwriters means those approved investment banking firms selected from time to time by the Issuer pursuant to its selection procedures with respect to such services, who may also serve as a private placement agent in the case of a private placement to institutional investors.
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Approved Underwriters means Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Xxxxxxx Xxxxx & Co., X.X. Xxxxxx Securities Inc. and Xxxxxx Brothers Inc.
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Examples of Approved Underwriters in a sentence

  • You quotation(s) should be submitted as per the instructions contained in the Quotation Documents.

  • In order to assist the Approved Underwriters in complying with the provisions of the Rule requiring continuing disclosure with respect to the Series 2018 Bonds, the Issuer hereby approves and authorizes the execution and delivery of one or more continuing disclosure undertakings or agreements with a dissemination agent in compliance with the Rule in such form as shall be approved by the Mayor upon the advice of the Chief Financial Officer and the Office of General Counsel.

  • In order to assist the Approved Underwriters in complying with the provisions of the Rule requiring continuing disclosure with respect to the Series 2019 Bonds, the Issuer hereby approves and authorizes the execution and delivery of one or more continuing disclosure undertakings or agreements with a dissemination agent in compliance with the Rule in such form as shall be approved by the Mayor upon the advice of the Chief Financial Officer and the Office of General Counsel.

  • The Company will have the sole right to choose the leading and any co-managing Approved Underwriters for any Demand Registration.

  • The Mayor is hereby authorized to award the sale of the Series 2018 Bonds, in one or more Series or installments and from time to time as necessary to finance and refinance the Series 2018 Project, pursuant to a competitive, limited competitive or negotiated sale or sales to one or more of the Approved Underwriters or as determined by the Mayor, or to place the Series 2018 Bonds, or one or more installments thereof, with one or more institutional investors.

  • If an offering of Registrable Securities made pursuant to any Demand Registration is in the form of an underwritten public offering, the Initiating Holders holding a majority of the Registrable Securities held by all of the Initiating Holders shall select the Approved Underwriters; provided, however, that the Approved Underwriters shall, in any case, also be reasonably acceptable to the Issuer.

  • HUD’s Lean 232 ProgramOffice of Residential Care Facilities (ORCF) Update as of May 22, 2014 May 22, 2014 Contents 2014 Lender Underwriter Training Sessions Document Links Included In This Blast 2014 LENDER UNDERWRITER TRAINING SESSIONSORCF will offer two duplicate training sessions for Section 232 Approved Underwriters and for Underwriter Trainees.

  • All 205 respondents were comfortable giving their written consent recorded on the consent form.

  • The Approved Underwriters or institutional investors to whom the Series 2018 Bonds are sold, or with whom they are placed, shall provide (i) a disclosure statement regarding each such Series 2018 Bonds containing the information required pursuant to Section 218.385(6), Florida Statutes, and (ii) a Truth-In-Bonding Statement pursuant to Section 218.385(2), Florida Statutes.

  • Proposed ScheduleAugust 18, 2022 RFQ ReleasedSeptember 9, 2022 Deadline for QuestionsSeptember 16, 2022 Responses to Questions Posted on DAS and CHEFA Websites September 30, 2022 Proposal Due DateOctober 19, 2022 Approved Underwriters SelectionYour firm’s submission relating to the RFQ should include a response to the Required Proposal Content included in the attached Exhibit A, as well as required Exhibits B and C.


More Definitions of Approved Underwriters

Approved Underwriters means those approved investment banking firms selected from time to time by the Issuer pursuant to its selection procedures with respect to such services.
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Approved Underwriters means any of the following or their respective successors or Affiliates: Barclays Capital Inc.; Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC; Deutsche Bank Securities Inc.; Xxxxxxx, Xxxxx & Co.; Xxxxxxxxx LLC; X.X. Xxxxxx Securities LLC; Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated; Xxxxxx Xxxxxxx & Co. LLC; RBC Capital Markets LLC; Xxxxxx, Xxxxxxxx & Company, Incorporated; UBS Securities LLC; and Xxxxx Fargo Securities LLC.
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Related to Approved Underwriters

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Lead Underwriter means, in respect of a syndicate of underwriters,

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Credit Underwriter means the independent contractor under contract with the Corporation having the responsibility for providing Credit Underwriting services.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • Underwriters’ Maximum Number means, for any Piggyback Registration, Demand Registration or other registration which is an underwritten registration, that number of securities to which such registration should, in the opinion of the managing underwriters of such registration in the light of marketing factors, be limited.

  • Majority Participating Holders means Participating Holders holding more than 50% of the Registrable Securities proposed to be included in any offering of Registrable Securities by such Participating Holders pursuant to Section 2.1 or Section 2.2.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Underwriting (the "Directed Share Program"). The Shares to be sold by Xxxxxx Xxxxxxx pursuant to the Directed Share Program (the "Directed Shares") will be sold by Xxxxxx Xxxxxxx pursuant to this Agreement at the public offering price. Any Directed Shares not orally confirmed for purchase by any Participants by the end of the first business day after the date on which this Agreement is executed will be offered to the public by Xxxxxx Xxxxxxx as set forth in the Prospectus.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).