Clearing Transaction definition

Clearing Transaction means a secu- rity-based swap that has a registered clearing agency as a direct counterparty.
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Clearing Transaction means a clearing, collection, payment, transfer, transmission, distribution or exchange transaction effected through a clearing;
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Clearing Transaction means a Transaction that is registered for Clearing by the Beneficiary as contemplated by the Clearing Rules;
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Examples of Clearing Transaction in a sentence

  • Following Option Exercise, a new Clearing Transaction reflecting the Contract Base of the Option Contract is automatically and immediately registered to the Option Holder’s and the Option Writer’s applicable Clearing Accounts.

  • The Clearinghouse shall maintain, for a period of at least ten years following the termination of a Clearing Transaction, all information on all Clearing Transactions it has processed.

  • Unless otherwise agreed in writing, the Clearinghouse shall not be responsible for reporting details of any Transaction or Clearing Transaction and of any modification or termination of such Transaction or Clearing Transaction to a Trade Repository in accordance with EMIR or any other applicable laws on behalf of any Account Holder.

  • Any obligation of the Clearinghouse to an Account Holder arising from a Clearing Transaction shall be subject to the terms of the Clearing Rules.

  • When a General Clearing Member (or where applicable a Clearing Member) registers a Clearing Transaction for a Client, such member becomes liable to the Clearinghouse and the Clearinghouse liable to such member for such Clearing Transaction as if the Clearing Transaction were for the account of such member.

  • An Account Holder is deemed to repeat the representations and warranties specified above when entering into each Clearing Transaction as well as any further representations and warranties specified as such in the Clearing Rules.

  • Assets (other than cash) that are deliverable under the Clearing Rules shall be Delivered in accordance with the terms of each applicable Clearing Transaction and these Clearing Rules.

  • For General Clearing Members (GCMs) and Clearing Members (CMs) registering Clearing Transaction on behalf of Clients, the number of TWh cleared in the most recent quarter is aggregated for House Accounts.

  • You agree to be responsible for any costs associated with any fail resulting from late reporting, which may include a one-day, 50-basis-point surcharge to finance the Fixed Income Clearing Transaction and a $100 late fee.

  • It is agreed that you shall be the party in interest for each Fixed Income Clearing Transaction entered into with your trading counterparties (“Executing Counterparty or Counterparties”), and you shall bear any and all risks and costs related to such Fixed Income Clearing Transaction, including non-performance by an Executing Counterparty.


More Definitions of Clearing Transaction

Clearing Transaction means a Transaction that is approved and registered in the Clearing System for clearing through the Beneficiary acting as central counterparty, as contemplated by the Clearing Rules;
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Clearing Transaction means the clearance and settlement of an item of Credit Paper or Debit Paper by or through operation of the System and pursuant to the Rules for Clearing such that the amount or value of such Credit Paper or Debit Paper is, or is required to be, paid or otherwise recorded as being payable: (a) in the case of such Credit Paper, to any particular ordinary member (whether for itself or on behalf of an associate member for whom such ordinary member acts as agent for the purposes of the System) as recipient, or intended recipient, of such Credit Paper, or (b) in the case of such Debit Paper, by any particular ordinary member (whether for itself or on behalf of an associate member for whom such ordinary member acts as agent for the purposes of the System) where such ordinary member (or associate member as aforesaid) is the issuer or drawee of such Debit Paper; for the purposes of any matters arising under or pursuant to these Articles to which the aforesaid definition may be relevant in connection with any applicant for ordinary membership, the aforesaid definition shall operate such as to refer to such applicant in place of the references to "ordinary member", and to estimates in relation to Credit Paper or Debit Paper in respect of which such applicant (or any associate member for whom it has agreed to act as agent as aforesaid) would respectively be (in the case of Credit Paper) the recipient thereof, and (in the case of Debit Paper) the issuer or drawee thereof;
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Clearing Transaction means all actions, agreements, promises of performance and transactions including, but not limited to, any transaction under or related to a Governing 2014057.06-NYCSR07A - MSW Agreement, relating to the execution, clearance, settlement of transactions in or the maintenance of accounts for the purpose of carrying, holding or financing positions in, securities, loans (including whole mortgage loans and bank debt), currencies, commodities or derivatives, in each case, for a Seller by any Buyer Entity in the Buyer Group and all transactions in which any Buyer Entity in the Buyer Group provides clearing, fixed income clearing, custody or settlement services to or for a Seller (including as prime broker in connection with prime broker transactions or fixed income clearing transactions, or in connection with any give-up, free delivery or unsettled transaction, or when acting as a clearance and/or settlement agent in any clearing system, market, or exchange, domestic or international) or transactions in, or the custody of, cash made in connection with, or in contemplation of, any of the foregoing.
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Related to Clearing Transaction

  • Factoring Transaction means any transaction or series of transactions that may be entered into by the Borrower or any Restricted Subsidiary pursuant to which the Borrower or such Restricted Subsidiary may sell, convey, assign or otherwise transfer Securitization Assets (which may include a backup or precautionary grant of security interest in such Securitization Assets so sold, conveyed, assigned or otherwise transferred or purported to be so sold, conveyed, assigned or otherwise transferred) to any Person other than a Receivables Subsidiary.

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Hedging Transaction of any Person shall mean (a) any transaction (including an agreement with respect to any such transaction) now existing or hereafter entered into by such Person that is a rate swap transaction, swap option, basis swap, forward rate transaction, commodity swap, commodity option, equity or equity index swap or option, bond option, interest rate option, foreign exchange transaction, cap transaction, floor transaction, collar transaction, currency swap transaction, cross-currency rate swap transaction, currency option, spot transaction, credit protection transaction, credit swap, credit default swap, credit default option, total return swap, credit spread transaction, repurchase transaction, reverse repurchase transaction, buy/sell-back transaction, securities lending transaction, or any other similar transaction (including any option with respect to any of these transactions) or any combination thereof, whether or not any such transaction is governed by or subject to any master agreement and (b) any and all transactions of any kind, and the related confirmations, which are subject to the terms and conditions of, or governed by, any form of master agreement published by the International Swaps and Derivatives Association, Inc., any International Foreign Exchange Master Agreement, or any other master agreement (any such master agreement, together with any related schedules, a “Master Agreement”), including any such obligations or liabilities under any Master Agreement.

  • Restructuring Transaction means a tax free distribution under section 355 of the internal revenue code and includes tax free transactions under section 355 of the internal revenue code that are commonly referred to as spin offs, split ups, split offs, or type D reorganizations.

  • Permitted Securitization Transaction Any financing transaction undertaken by the Seller or an Affiliate of the Seller that is secured, directly or indirectly, by the Collateral or any portion thereof or any interest therein, including any sale, lease, whole loan sale, asset securitization, secured loan or other transfer.

  • SPAC Transaction means a transaction or series of related transactions by merger, consolidation, share exchange or otherwise of the Company with a publicly traded “special purpose acquisition company” or its subsidiary (collectively, a “SPAC”), immediately following the consummation of which the common stock or share capital of the SPAC or its successor entity is listed on the Nasdaq Stock Market, the New York Stock Exchange or another exchange or marketplace approved by the Board of Directors, including a majority of the Preferred Directors.

  • Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, this means an offering exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or 4(6) or Rule 504, 505 or 506 under that Act, including hedge funds.

  • Suspicious transaction means a “transaction” as defined below, including an attempted transaction, whether or not made in cash, which, to a person acting in good faith:

  • Roll-Up Transaction means a transaction involving the acquisition, merger, conversion or consolidation either directly or indirectly of the Company and the issuance of securities of a Roll-Up Entity to the Shareholders. Such term does not include:

  • Restructuring Transactions means the transactions described in Article IV.B of the Plan.

  • Termination Transaction has the meaning set forth in Section 11.2.B hereof.

  • Qualified Securitization Transaction means any transaction or series of transactions that may be entered into by the Company or any of its Restricted Subsidiaries pursuant to which the Company or any of its Restricted Subsidiaries may sell, convey or otherwise transfer to:

  • Competing Transaction has the meaning set forth in Section 6.1(n).

  • Exchange Transaction means an exchange of Units for Common Units pursuant to, and in accordance with, the Exchange Agreement or, if the Issuer and the exchanging Limited Partner shall mutually agree, a Transfer of Units to the Issuer, the Partnership or any of their subsidiaries for other consideration.

  • Closing Transactions has the meaning set forth in Section 11.8(a)(i) of these Bylaws.

  • Financing Transaction means a transaction in which a licensed provider obtains financing from a financing entity including any secured or unsecured financing, any securitization transaction, or any securities offering which is either registered or exempt from registration under federal and state securities law.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • Qualifying Transaction means a transaction where a CPC acquires Significant Assets, other than cash, by way of purchase, amalgamation, merger or arrangement with another Company or by other means.

  • Hedging Transactions means any transactions or assets the Issuer or any of its affiliates (in the meaning of § 1 paragraph 7 German Banking Act (KWG), § 290 paragraph 2 German Commercial Law (HGB)) may have entered into or purchased in order to hedge the risk of entering into and performing its obligations with respect to the Certificates.

  • M&A Transaction means (a) a transaction in which all or substantially all of the assets to which the subject matter of this Agreement relates are acquired by or assigned to party that is not an Affiliate, or (b) a sale of all or substantially all of the share capital of BioLine (or its Affiliates), (c) the merger of BioLine (or its Affiliates) with any other entity, or any other similar corporate action, except an internal reorganization of BioLine (or its Affiliates) for tax-related reasons otherwise.

  • Merger Transaction means any merger, acquisition or similar transaction involving a recapitalization as contemplated by Rule 10b-18(a)(13)(iv) under the Exchange Act.

  • Relevant Transaction has the meaning specified in Section 2.05(b)(ii).

  • Business Combination Transaction means:

  • Securitization Transaction Any transaction involving either (1) a sale or other transfer of some or all of the Mortgage Loans directly or indirectly to an issuing entity in connection with an issuance of publicly offered or privately placed, rated or unrated mortgage-backed securities or (2) an issuance of publicly offered or privately placed, rated or unrated securities, the payments on which are determined primarily by reference to one or more portfolios of residential mortgage loans consisting, in whole or in part, of some or all of the Mortgage Loans.

  • Acquisition Transaction Announcement means (i) the announcement of an Acquisition Transaction or an event that, if consummated, would result in an Acquisition Transaction, (ii) an announcement that Counterparty or any of its subsidiaries has entered into an agreement, a letter of intent or an understanding designed to result in an Acquisition Transaction, (iii) the announcement of the intention to solicit or enter into, or to explore strategic alternatives or other similar undertaking that may include, an Acquisition Transaction, (iv) any other announcement that in the reasonable judgment of the Calculation Agent may result in an Acquisition Transaction, or (v) any announcement of any change or amendment to any previous Acquisition Transaction Announcement (including any announcement of the abandonment of any such previously announced Acquisition Transaction, agreement, letter of intent, understanding or intention). For the avoidance of doubt, announcements as used in the definition of Acquisition Transaction Announcement refer to any public announcement whether made by the Issuer or a third party.

  • Drag-Along Transaction has the meaning set forth in Section 4(d)(i) of the Stockholder Agreement.