Commission Comments definition

Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Holder, to a filed Registration Statement which limit the amount of shares which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission.
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Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) requires the Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude Registrable Securities held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities they seek to include in such Registration Statement.
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Commission Comments means written comments pertaining solely to Rule 415 (or which challenge the right of an Investor to have its Registrable Securities included in a Registration Statement filed hereunder without being deemed an underwriter) which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) requires the Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude Registrable Securities held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities they seek to include in such Registration Statement.
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Examples of Commission Comments in a sentence

  • Commission Comments & Questions• Disclosures.• Inquiries/Announcements.

  • Writing to the Commission Comments on any agenda item can be mailed, hand-delivered, faxed, or emailed to the Planning Department by noon on meeting day.

  • Writing to the Commission Comments on any agenda item can be mailed, hand-delivered, faxed, or emailed to the Planning Department by 3 pm on the Tuesday prior to meeting day.

  • The Company shall not file a Registration Statement, any Prospectus or any amendments or supplements thereto in which it (i) characterizes any Holder as an underwriter, (ii) excludes a particular Holder due to such Holder refusing to be named as an underwriter, or (iii) reduces the number of Registrable Securities being registered on behalf of a Holder except pursuant to, in the case of subsection (iii), the Commission Comments, without, in each case, such Holder’s express written authorization.

  • As the Sentencing Commission Comments to this section note, the burden is now on the appealing party to show that the sentencing is improper.

  • Accordingly, for example, if shares included in an initial Registration Statement filed under Section 1(a) are removed from such Registration Statement filed under Section 1(a) due to Commission Comments and Commission Comments again require shares to be removed for such newly filed Registration Statement under this Section 1(c), then the Company will prepare and file additional Registration Statements until such time as all such required shares are covered by effective Registration Statements.

  • If as a result of Commission Comments, not all shares are included that are desired to be included in a Registration Statement for the Demand Shares, the provisions of Section 1(c) shall apply, subject to the Demand Priority (as defined below) of the Requesting Group.

  • In such case, the liquidated damages shall be calculated to only apply to the percentage of Registrable Securities which are permitted in accordance with Commission Comments to be included in such Registration Statement.

  • As the Sentencing Commission Comments to this section note, the burden is now on the defendant to show that the sentence is improper.

  • In the event all of the Registrable Securities of the Holders cannot be included in a Registration Statement under Sections 1(a), 1(c) or 1(d) hereof due to Commission Comments or underwriter cutbacks, then the Company, unless otherwise prohibited by the Commission, shall cause the Registrable Securities of the Holders to be included in such Registration Statement to be reduced pro rata based on the number of registrable securities held by all holders of registration rights.


More Definitions of Commission Comments

Commission Comments means written comments pertaining solely to Rule 415 (or which challenge the right of a Holder to have its Registrable Securities included in a Registration Statement filed hereunder without being deemed an underwriter) which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) requires the Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude Registrable Securities held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities they seek to include in such Registration Statement.
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Commission Comments means written comments which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Noteholder, to a filed Registration Statement which limit the amount of shares of Common Stock which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission.
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Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) requires the Company to limit the number of Registrable Securities and Permissible Piggyback Shares which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude Registrable Securities and Permissible Piggyback Shares held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities and Permissible Piggyback Shares they seek to include in such Registration Statement.
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Commission Comments means written comments pertaining solely to Rule 415 which are received by the Acquiror Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Acquiror Company to the Acquiror Company Principal Shareholders, which either (i) requires the Acquiror Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number sought to be included thereon as filed with the Commission or (ii) requires the Acquiror Company to either exclude Registrable Securities held by the Acquiror Company Principal Shareholders or deem any of the Acquiror Company Principal Shareholders to be an underwriter with respect to Registrable Securities it seeks to include in such Registration Statement.
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Commission Comments means written comments pertaining to Rule 415 which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Holders, to a filed Registration Statement which either (i) requires the Company to limit the amount of shares which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission or (ii) requires the Company to either exclude shares held by certain Holders or deem such Holders to be underwriters with respect to their Registrable Securities.
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Related to Commission Comments

  • Commission Guidance means (i) any publicly available written guidance or rule of general applicability of the Securities and Exchange Commission staff or (ii) written comments, requirements or requests of the Securities and Exchange Commission staff to the Company in connection with the review of a Registration Statement.

  • Election Commission means the Election Commission appointed by the President under article 324;

  • Information Commissioner means the UK Information Commissioner and any successor;

  • SEC means the Securities and Exchange Commission.

  • Planning Commission means the Planning Commission of the City.

  • Diocesan Schools Commission means the education service provided by the diocese, which may also be known, or referred to, as the Diocesan Education Service.

  • SEC Guidance means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act.

  • City Commission means the legislative body of the City of Miami.

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Railways Commission means the Western Australian Government Railways Commission established pursuant to the Government Railways Xxx 0000;

  • Staff means any individual who is a full-time, part-time, or an independently contracted employee with the Offerors’ company.

  • Selling Commission means three percent (3.0%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • SECP or “Commission” means Securities and Exchange Commission of Pakistan established under Securities and Exchange Commission of Pakistan Act, 1997 and shall include its successor.

  • Comment means the findings and recommendations of the Council for- mally provided in writing to the head of a Federal agency under section 106.

  • Regulatory Authority means any federal, national, multinational, state, county, city, provincial, or local regulatory agency, department, bureau or other governmental entity with authority over the marketing, commercialization, manufacture or sale of a pharmaceutical product in the Territory, including the FDA in the United States and the EMA in the EU.

  • Selling Commissions means any and all commissions payable to underwriters, dealer managers or other broker-dealers in connection with the sale of Shares, including, without limitation, commissions payable to the Dealer Manager.

  • Commission means the Securities and Exchange Commission.

  • Central Commission means the Central Electricity Regulatory Commission referred to in sub-section (1) of section 76 of the Act;

  • Required Filing Date has the meaning assigned to such term in Section 2.1.1(b);

  • the Commission means the Charity Commission for England and Wales;

  • Joint Commission means the accrediting body whose standards are referred to in these Bylaws.

  • Required Filing Dates has the meaning specified in Section 10.19.

  • Offering shall have the meaning ascribed to such term in Section 2.1(c).

  • Public data means the objective, factual data on which policy decisions are based and on which public services are assessed, or which is collected or generated in the course of public service delivery.