Commission Positions definition

Commission Positions means written comments pertaining solely to Rule 415 (or which challenge the right of an Investor to have its Registrable Securities included in a Registration Statement filed hereunder without being deemed an underwriter) which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) require the Company to limit the number of Registrable Securities which may be included therein to a number which is less than the number of Registrable Securities not already covered by an existing and effective Registration Statement or (ii) require the Company to either exclude Registrable Securities held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities they seek to include in such Registration Statement.
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Commission Positions means written comments pertaining solely to Rule 415 (or which challenge the right of an Investor to have its Registrable Securities or Warrants included in a Registration Statement filed hereunder without being deemed an underwriter) which are received by the Company from the Commission to a filed Registration Statement, a copy of which shall have been provided by the Company to the Holders, which either (i) requires the Company to limit the number of Registrable Securities or Warrants which may be included therein to a number which is less than the number of Registrable Securities or Warrants not already covered by an existing and effective Registration Statement or (ii) requires the Company to either exclude Registrable Securities or Warrants held by specified Holders or deem such Holders to be underwriters with respect to Registrable Securities or Warrants they seek to include in such Registration Statement.
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Examples of Commission Positions in a sentence

  • The Company shall not file a Registration Statement, any Prospectus or any amendments or supplements thereto in which it (i) characterizes any Holder as an underwriter, (ii) excludes a particular Holder due to such Holder refusing to be named as an underwriter, or (iii) reduces the number of Registrable Securities being registered on behalf of a Holder except pursuant to, in the case of subsection (iii), the Commission Positions, without, in each case, such Holder’s express written authorization.

  • Summary of commission decisions and actions ("Checklist of Current Commission Positions"), 1980.

  • We coded “1” for the governments which voted “yes” or decided to “opt in” (Ireland) to the refugee- sharing proposal and “0” for all the others, that is, the governments which voted against, abstained Table 1: National positions on the relocation scheme proposed by the Commission Positions or remained “opted-out”.

  • Motion: Councilor Slaven moved to appoint Keith Brown to serve in one of the vacant Planning Commission Positions.

  • Commission Positions - The terms of Mark Azevedo and Kris Watts will be ending December 31, 2013.

  • During the interim period, prior to implementation of the DTCC interfaces for Commissions and Positions, the Company shall provide the required Commission, Positions and Appointment information using the proprietary file formats defined by the General Agent.

  • Continue Strategizing on Filling Open Commission Positions (5 minutes) – Chris Carlson• Continued vacancy of Secretary-Chief Examiner position.

  • SECTION: 2-1-1: Generally2-1-2: Types of Committees & Commissions 2-1-3: Compliance with State Law2-1-4: Appointments2-1-5: Vacancies2-1-6: Removal2-1-7: Committee & Commission Positions 2-1-8: Quorum, Meetings & Rules 2-1-1 GENERALLY: The City Council may create standing committees or commissions to aid the Council in the conduct of public affairs.

Related to Commission Positions

  • Open Positions means aggregate risk disclosure, arising from buy or sell of financial instruments in accordance with Client instructions pending for subsequent counter-transaction to close/settle such market trades/disclosures.

  • Public Procurement means the acquisition by any means of goods, works or services by the government;

  • Peak tube potential means the maximum value of the potential difference across the x-ray tube during an exposure.

  • Selling Commissions means any and all commissions payable to underwriters, dealer managers or other broker-dealers in connection with the sale of Shares, including, without limitation, commissions payable to the Dealer Manager.

  • Forward Hedge Selling Commission Rate means, for any Forward Contract, a rate mutually agreed to between the Company, the Forward Seller and the Forward Purchaser and recorded in the applicable Placement Notice (as amended by the corresponding Acceptance, if applicable), up to 2.0%.

  • Public procurement unit means either a local public procurement unit or a state public procurement unit.

  • Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Holder, to a filed Registration Statement which limit the amount of shares which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission.

  • Planning Commission means the Planning Commission of the City.

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • Open Position means a Long Position or a Short Position which is not a Completed Transaction.

  • Commission Guidance means (i) any publicly available written guidance or rule of general applicability of the Securities and Exchange Commission staff or (ii) written comments, requirements or requests of the Securities and Exchange Commission staff to the Company in connection with the review of a Registration Statement.

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Selling Commission means three percent (3.0%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.

  • Local public procurement unit means any political subdivision or unit thereof which expends public funds for the procurement of supplies, services, or construction.

  • Tariff Base has the meaning given to it in, and will be calculated in accordance with, the Fees Rules.

  • Hedge Positions means any purchase, sale, entry into or maintenance of one or more (i) positions or contracts in securities, options, futures, derivatives, or foreign exchange, (ii) stock loan transactions, or (iii) other arrangements (howsoever described) by the Issuer and/or any of its affiliates in order to hedge, individually or on a portfolio basis, its obligations under the Notes.

  • Commission Documents means, as of a particular date, all reports, schedules, forms, statements and other documents filed by the Company with the Commission pursuant to the reporting requirements of the Exchange Act, including material filed pursuant to Section 13(a) or 15(d) of the Exchange Act, and shall include all information contained in such filings and all filings incorporated by reference therein.

  • Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers;

  • Commission Share means each C share issued under circumstances which would normally give rise to an obligation of the holder of such share to pay a CDSC upon redemption of such share (including, without limitation, any C share issued in connection with a permitted free exchange), and any such share shall continue to be a Commission Share of the applicable Fund prior to the redemption (including a redemption in connection with a permitted free exchange) or conversion of such share, even though the obligation to pay the CDSC may have expired or conditions for waivers thereof may exist.

  • Sales Commissions means any and all commissions payable to underwriters, dealer managers or other broker-dealers in connection with the sale of Stock, including, without limitation, commissions payable to the Dealer Manager.

  • Fees Regulations means the Freedom of Information and Data Protection (Appropriate Limit and Fees) Regulations 2004.

  • Short Position means any short position (whether conditional or absolute and whether in the money or otherwise) including any short position under a derivative, any agreement to sell or any delivery obligation or right to require another person to purchase or take delivery.

  • CFTC means the Commodity Futures Trading Commission.

  • EU Bail-In Legislation Schedule means the EU Bail-In Legislation Schedule published by the Loan Market Association (or any successor person), as in effect from time to time.

  • Economy Transportation means the lowest published available transportation rate for a ticket on a Common Carrier matching the original class of transportation that You purchased for Your Trip.

  • Mis-procurement means public procurement in contravention of any provision of Sindh Public Procurement Act, 2010, any rule, regulation, order or instruction made thereunder or any other law in respect thereof, or relating to, public procurement;