CFTC definition
Examples of CFTC in a sentence
Except as set forth in Section 3.25(h) of the Company Disclosure Schedule, since January 1, 2022, the FCM Subsidiary has not settled any claim or proceeding of the CFTC, the NFA or any other Governmental Authority and the FCM Subsidiary has not had an order, decree or judgment entered against it in connection with any Applicable Law governing the operation of the FCM Subsidiary.
The FCM Subsidiary has established, in compliance with requirements of Applicable Law, and maintained in effect at all times required by Applicable Law since January 1, 2022, written policies and procedures reasonably designed to achieve compliance with the CEA, the CFTC rules thereunder, and the rules of each applicable Self-Regulatory Organization (“FCM Compliance Policies”).