Examples of Commission Regulation in a sentence
The Trust represents to Administrator that it has adopted a Statement of its privacy policies and practices as required by Securities and Exchange Commission Regulation S-P and agrees to provide Administrator with a copy of that statement annually.
Risk Management (Core Principle D): The Amendments facilitate ICE NGX’s compliance with Core Principle D - Risk management and Commission Regulation 39.13, as the Amendments enhance ICE NGX’s ability to manage the risks associated with discharging ICE NGX’s responsibilities as a derivatives clearing organization.
Participant and Product Eligibility (Core Principle C): The Amendments facilitate ICE NGX’s compliance with Core Principle C - Participant and Product Eligibility and Commission Regulation 39.12, as the Amendments relating to Contracting Party Financial Statements enhance ICE NGX’s ongoing monitoring of participants’ ongoing compliance with participation requirements.
Default Rules and Procedures (Core Principle G): The Amendments facilitate ICE NGX’s compliance with Core Principle G - Default Rules and Procedures and Commission Regulation 39.16, as the Amendments relating to Contracting Party Affiliates, Set-off and Cross-Default enhance ICE NGX’s rules designed to allow for the efficient, fair and safe management of a default by a Contracting Party or Contracting Party Affiliate.
Compliance (Core Principle C): The amendments are consistent with Core Principle C - Compliance and Commission Regulation 39.10, as the New Futures Contracts meet ICE NGX’s product eligibility standards, developed in accordance with Core Principle C, including, in particular, ICE NGX’s ability to manage the risk associated with the New Futures Contracts.