Completed Commission Filings definition

Completed Commission Filings means the Commission Filings filed prior to the date hereof.
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Completed Commission Filings shall have the meaning set forth in Section 4.13.
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Examples of Completed Commission Filings in a sentence

  • Except as set forth on Schedule 3.9 of the Company Disclosure Letter or in the Completed Commission Filings, on the date of this Agreement, there is no action, suit, proceeding at law or in equity, or any arbitration or any administrative or other proceeding by or before any Governmental Entity pending or, to the knowledge of the Company, threatened, against or affecting any Operating Subsidiary or any of their respective Subsidiaries, or any of their respective properties or rights.

  • As of their respective dates, the Commission Filings did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein in light of the circumstances under which they were made, not misleading, except to the extent such statements have been modified or superseded by later Completed Commission Filings.

Related to Completed Commission Filings

  • Public Filings has the meaning set forth in Section 6.1(c).

  • Company Filings means all documents publicly filed by or on behalf of the Company on SEDAR since January 1, 2020.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Required Regulatory Approvals means the Seller Required Regulatory Approvals and the Buyer Required Regulatory Approvals.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Disclosure Documents is defined in Section 5.3.

  • Required Filings shall have the meaning specified in the Pledge and Security Agreement.

  • Company Approvals has the meaning set forth in Section 3.5(b).

  • Governmental Filings means all filings, including franchise and similar tax filings, and the payment of all fees, assessments, interests and penalties associated with such filings with all Governmental Authorities.

  • disclosure date means either of the following:

  • Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Holder, to a filed Registration Statement which limit the amount of shares which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission.

  • Other Filings has the meaning set forth in Section 6.8(a).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Xxxxxxxx-Xxxxx Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.

  • Joint Proxy Statement/Prospectus has the meaning set forth in Section 6.1(a).

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the SEC to effect the registration of SpinCo Shares pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time prior to the Distribution.

  • Required Reports Collectively, the Monthly Report, the Servicer’s Certificate required pursuant to Section 6.10(c), the financial statements of the Servicer required pursuant to Section 6.10(d), the annual statements as to compliance required pursuant to Section 6.11, and the annual independent public accountant’s report required pursuant to Section 6.12.

  • Company Proxy Statement has the meaning set forth in Section 3.5.

  • Disclosure Order has the meaning set forth in Section 10.7.

  • Regulatory Filings means any submission to a Regulatory Authority of any appropriate regulatory application together with any related correspondence and documentation, and will include any submission to a regulatory advisory board, marketing authorization application, and any supplement or amendment thereto.