Compliance Team definition

Compliance Team means the Compliance Team of the Adviser, unless otherwise specified.
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Compliance Team means the CCO and any individual or third-party compliance consultant that the CCO has designated with responsibility for undertaking compliance related tasks under the Code.
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Compliance Team means the CCO, other compliance staff employed by the Firm, and any individual that the CCO has designated with responsibility for undertaking compliance related tasks under the Code.
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Examples of Compliance Team in a sentence

  • When the Firm submits an appeal, the Firm must include the original description in the “Description” section so that the Legal Billing Compliance Team can easily identify the line entry appealed.

  • However, if the Legal Billing Compliance Team is unable to locate the document based on the information provided, time may be reduced or disallowed on appeal.

  • If you are not satisfied with the complaint resolutions, you may contact The Compliance Team at ▇▇▇-▇▇▇-▇▇▇▇.

  • PureCloud’s Security & Compliance Team maintaining the information security program includes experienced professionals holding a wide range of certifications in both security and privacy.

  • All correspondence communications for the Certificate of Awardability shall be directed to: State of Michigan Department of Civil Rights Contract Compliance Team Cadillac Place State Office Building (former General Motors Building) ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ Suite 3-600 Detroit, Michigan 48202 Telephone Number: (▇▇▇) ▇▇▇-▇▇▇▇ or ▇▇▇-▇▇▇▇ Fax Number: (▇▇▇) ▇▇▇-▇▇▇▇ B.


More Definitions of Compliance Team

Compliance Team means the compliance team referred to under section 3; “COVID-19” means the novel coronavirus (2019-n CoV);
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Compliance Team means the OrbiMed Legal and Compliance Team.
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Compliance Team means the CCO, the Compliance Manager, the Vice President of Compliance and Legal, and any designee of the CCO.
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Compliance Team means a team consisting of the CCO, other legal and/or compliance staff employed by the Firm, and (where otherwise expressly specified) any individual that the CCO has designated with responsibility for undertaking compliance related tasks under the Code.
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Compliance Team means Personnel appointed by appointed by the Compliance Officer to oversee and manage the Compliance Plan and its associated responsibilities.
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Compliance Team is a sub team of the Management Team within the National Office. It is composed of the Assistant Chief Executive Officer (who focuses on youth work delivery and practices) and the Head of Finance (who focuses on governance and finance). They are supported by an administrative staff member.
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Compliance Team means the Chief Compliance Officer, or her designee.
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