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Compliance Manager definition

Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements;
Compliance Manager means a person who has responsibility for all or part of the compliance function in the business of the Market Participant in connection with the Market.
Compliance Manager means a person who holds an appraiser license or certificate in at least one state and who is responsible for overseeing the implementation of, and compliance with, procedures for an appraisal management company to:

Examples of Compliance Manager in a sentence

  • The Board considered comments from Compliance Manager Mark Perkovich.

  • If a Plan has been approved, the Contractor is additionally required to submit a monthly Subcontract Awards and Expenditures Report to the Contract Manager and the Purchasing Office Contract Compliance Manager no later than the tenth calendar day of each month.

  • The Validity Period of the Valuation Conclusion: one year from the Valuation Base Date, namely 30 April 2020.

  • The Contractor shall employ a Data Compliance Manager who is dedicated full-time to the Contractor’s Indiana Medicaid product lines.

  • The Data Compliance Manager shall coordinate with the State to implement data exchange requirements.


More Definitions of Compliance Manager

Compliance Manager has the meaning set forth in Section 4.6(a).
Compliance Manager means the Company’s independent compliance manager.
Compliance Manager means the person designated by the Authority to oversee and administer the Pretreatment program and who is charged with certain duties and responsibilities by this article, or his duly authorized representative.
Compliance Manager means SMP’s compliance manager to whom Mr Cuthbert delegated compliance responsibilities throughout the Relevant Period;
Compliance Manager means Adam J. Reback or such other person as may be designated from time to time.
Compliance Manager shall have the meaning set forth in Section 2.6.
Compliance Manager means the Company’s independent compliance manager. “FATF” means the International Financial Action Task Force.