Compliance Manager definition

Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements;
Compliance Manager means a person who has responsibility for all or part of the compliance function in the business of the Market Participant in connection with the Market.
Compliance Manager has the meaning set forth in Section 4.6(a).

Examples of Compliance Manager in a sentence

  • The Board considered comments from Compliance Manager Mark Perkovich.

  • If a Plan has been approved, the Contractor is additionally required to submit a monthly Subcontract Awards and Expenditures Report to the Contract Manager and the Purchasing Office Contract Compliance Manager no later than the tenth calendar day of each month.

  • MAN-SS-003 Version 2: 07/03/2022 Document Owner: Compliance Manager Authorised by: CEO This document is uncontrolled when printed.

  • The Contractor shall employ a Data Compliance Manager who is dedicated full-time to the Contractor’s Indiana Medicaid product lines.

  • The Data Compliance Manager must have extensive experience in managing data quality and data exchange processes, including data integration and data verification.


More Definitions of Compliance Manager

Compliance Manager means a person who holds an appraiser license or certificate in at least one state and who is responsible for overseeing the implementation of, and compliance with, procedures for an appraisal management company to:
Compliance Manager means the person designated by the Authority to oversee and administer the Pretreatment program and who is charged with certain duties and responsibilities by this article, or his duly authorized representative.
Compliance Manager means the Company’s compliance manager.
Compliance Manager means SMP’s compliance manager to whom Mr Cuthbert delegated compliance responsibilities throughout the Relevant Period;
Compliance Manager means Adam J. Reback or such other person as may be designated from time to time.
Compliance Manager means that person in the Department of Labor, State of South Carolina, who is designated by the Administrator as responsible for inspections made pursuant to the State’s Occupational Safety and Health Laws.
Compliance Manager means that person in the Department of Labor, Licensing and Regulation, State of South Carolina, who is designated by the Administrator as responsible for inspections made pursuant to the State's Occupational Safety and Health Laws including, but not limited to, the issuance of citations and assessment of penalties.