Examples of Deal Request in a sentence
Any conflicts of interest related to Reportable Securities in which the Access Person is seeking pre-clearance or any Client must be disclosed on the Personal Account Deal Request Form.
The Access Person should request pre-clearance by completing the Personal Account Deal Request Form located on the Compliance Forms and Reports Database on Lotus Notes, and sending the form for approval to a dealer or company secretary, fund management desk head and executive director as indicated on the Dealing Request Form prior to trading.
The Access Person should request pre-clearance by completing the appropriate Personal Account Deal Request Form located on the Compliance Forms and Reports Database on Lotus Notes, and sending the form for approval to a dealer and fund management desk head, company secretary, officer of Reportable Fund or Compliance as indicated on the Dealing Request Form prior to trading.
The Deal Response will indicate whether your Deal Request was accepted or not.
The Access Person should request pre-clearance by completing the appropriate Personal Account Deal Request Form located on the Compliance Forms and Reports Database on Lotus Notes, and sending the form for approval to Fund Management, an officer of the Reportable Fund or Compliance as indicated on the Dealing Request Form prior to trading.
The Access Person should request pre-clearance by completing the Personal Account Deal Request Form located on the Compliance Forms and Reports Database on Lotus Notes, and sending the form for approval to a dealer or company secretary, fund management desk head and executive director or Compliance as indicated on the Dealing Request Form prior to trading.
You acknowledge that you shall not be entitled to the execution of a Transaction and/or Contract and shall not be entitled to send a Deal Request to us via our Online Trading Facility, in response to a Price Quote, unless such Price Quote indicates that it is a Dealable Quote.
The Access Person should request pre-clearance by completing the Personal Account Deal Request Form located on the Compliance Forms and Reports Database on Lotus Notes, and sending the form for approval to a dealer or company secretary, fund management desk head and executive director or Compliance as indicated on the Dealing Request Formprior to trading.
You acknowledge that unless a Price Quote indicates that it is a Dealable Quote, you will not be entitled to execute a Transaction and/or Contract, and you will not be entitled to send a Deal Request to us via our Online Trading Facility in response to a Price Quote.
You acknowledge that you shall not be entitled to the execution of a Transaction and shall not be entitled to send a Deal Request to us via our Online Trading Facility, in response to a Price Quote, unless such Price Quote indicates that it is a Dealable Quote.