dealing definition

dealing or “dealt” means:

dealing means a transfer or mortgage of a legal interest in a mining tenement;

dealing means one or more of the following actions, undertaken by the issuer, its director or principal officer as a principal:

Examples of dealing in a sentence

• Dealing disclosure requirements Under Rule 8.3(a) of the Code, any person who is interested in one per cent.

• Opening Position Disclosures must also be made by the offeree company and by any offeror and Dealing Disclosures must also be made by the offeree company, by any offeror and by any persons acting in concert with any of them (see Rules 8.1, 8.2 and 8.4 of the Code).

• A Dealing Disclosure must contain details of the dealing concerned and of the person's interests and short positions in, and rights to subscribe for, any relevant securities of each of (i) the offeree company and (ii) any securities exchange offeror(s), save to the extent that these details have previously been disclosed under Rule 8.

• You should contact the Panel’s Market Surveillance Unit on +00 (0)00 0000 0000 if you are in any doubt as to whether you are required to make an Opening Position Disclosure or a Dealing Disclosure.

• Details of the offeree and offeror companies in respect of whose relevant securities Opening Position Disclosures and Dealing Disclosures can be found in the Disclosure Table on the Panel's website at xxx.xxxxxxxxxxxxxxxx.xxx.xx, including details of the number of relevant securities in issue, when the Offer Period commenced and when any offeror was first identified.

More Definitions of dealing

dealing. ’ means any of the following, whether done as a principal or as an agent:

dealing. , when used as a noun, means —

dealing means the application for, and the acquisition or disposal of, securities, either on a regulated market or over the counter whether in the UK or overseas. It does not include decisions to take up or allow to lapse rights, scrip dividends, options and warrants, any gifts of securities or acceptance of formal take-over or merger offers.

dealing means dealing as a principal and not as an agent. Thus the normal activities of, for example, estate agents, merchant bankers, investment advisers and stockbrokers are not excluded businesses.

dealing means a transfer, lease or charge;

dealing means any instrument other than a certificate of title or caveat which is registrable or capable of being made registrable under the provisions of this Act or in respect of which any entry or notification in the land-register is by this Act required or permitted to be made;

dealing includes— (a) creating a tenancy, or creating a licence which confers the right to occupy the dwelling; (b) transferring; (c) mortgaging or otherwise charging. (5) This section is a fundamental provision which is incorporated as a term of all occupation contracts.