Discretionary Trading definition

Discretionary Trading means the rights of a licensed broker to buy and sell without the client’s prior knowledge and consent. However, licensed broker is required to subsequently notify the client of all such trading in their account.
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Discretionary Trading means a Discretionary Substitution, Short/Long Addition (as defined in this Confirmation) or Short/Long Removal (as defined in this Confirmation).
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Discretionary Trading. Entering into contracts with the objective of generating profits on or from the exposure to shifts in market prices. In general, this is a limited activity at ▇▇▇▇▇▇▇, as described below.
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Examples of Discretionary Trading in a sentence

  • If you intend for your account to be traded by a third party please read and complete the Discretionary Trading Authority/Power of Attorney form and the Third Party Trading Advisor Checklist provided.

  • If you intend for your account to be traded by a third party please read and complete the Discretionary Trading Authority/Power of Attorney form.

  • If Client elects Discretionary Trading Authority, Advisory Representative will purchase or sell securities, as part of an initial Client asset allocation, which Client will review and approve.

  • If your account will be guided by a third party, then please read and complete the Discretionary Trading Authority/Power of Attorney form located on page 13 of this packet.

  • Limited Discretionary Trading Authorization With respect to the Account, the Client hereby grants to Nepsis limited discretionary trading authority with respect to the purchase and sale of no-load mutual funds, load mutual funds purchased at net asset value (i.e. with no sales charge), stocks, bonds, variable annuity sub-accounts, and other unit investment trust type securities that can be purchased with no sales charge in the account.

  • Limited Discretionary Trading Authorization With respect to the Account, the Client hereby grants to Nepsis® limited discretionary trading authority with respect to the purchase and sale of no-load mutual funds, load mutual funds purchased at net asset value (i.e. with no sales charge), stocks, bonds, variable annuity sub-accounts, and other unit investment trust type securities that can be purchased with no sales charge in the account.

  • At all material times, Credential’s policies and procedures manual specifically prohibited the maintenance and use of pre-signed forms: Chapter 23 Sales Practices Discretionary Trading and Prohibition on the Use of Pre-Signed Forms The use of blank pre-signed forms is prohibited.

  • April 19th 201 Discretionary Trading Authorization Agreement For Advisor options securities futures security.