End-User Exception definition

End-User Exception means the exception to the clearing requirement set forth in CEA Section 2(h)(7)(A), as amended from time to time, and CFTC Regulation § 50.50.
End-User Exception means the exception to the clearing requirement under CEA Section 2(h)(7)(A), as amended from time to time.
End-User Exception means the exception to the clearing requirement under CEA Section 2(h)(7)(A), as amended from time to time, and 17 CFR § 50.50.

Examples of End-User Exception in a sentence

  • DDR will create a report showing: 1) Reporting Entities and Electing Counterparties to swaps that have elected the End-User Exception, and 2) each Electing Counterparty for which a valid Annual End-User Clearing Exception/Exemption Form or a Swap-by- Swap Form has been submitted.

  • CFTC Regulation 45.3 requires the Reporting Entity to the swap to report the election of the End-User Exception, the type of clearing exception and identification of the Electing Counterparty, which refers to the counterparty(s) making the election.

  • CFTC, Final Rule, End-User Exception to the Clearing Requirement for Swaps, 77 Fed.

  • End-User Exception to the Clearing Requirement for Swaps, 77 Fed.

  • The two CTFC exceptions are the End-User Exception, which applies to small financial institutions with total assets of $10 billion or less and the Cooperative Exemption, which applies to entities with assets greater than $10 billion where the entity is a cooperative.

  • The Committee must set appropriate policies governing use of Swaps, Exempt Swaps, and the End-User Exception by the Company and its subsidiaries.

  • The Commission notes that to the extent that transactions with these counterparties are currently not cleared because of reliance on the Commission statements made in the 2012 End-User Exception final rule and DCR no-action letters, the impact of the proposed exemption on the efficiency, competitiveness, and financial integrity of the swap markets may be mitigated.

  • All Participants must clear all Contracts which are required to be cleared under CEA Section 2(h)(1) and CFTC Regulation § 50.4, or any successor regulation thereto; provided, however, that the clearing requirement in this Rule 801 will not apply if at least one Participant party to a Transaction is an End-User and that party elects the End-User Exception.

  • The Committee must set appropriate policies governing the use of Swaps, Exempt Swaps, and the End-User Exception by the Company and its subsidiaries.

  • See End-User Exception to Mandatory Clearing of Security-Based Swaps, Exchange Act Release No. 63556 (Dec.


More Definitions of End-User Exception

End-User Exception means the exception, under CEA Section 2(h)(7)(A), as amended from time to time, to the mandatory clearing requirement for Swaps under CEA Section 2(h)(1)(A).

Related to End-User Exception

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