Entoro Securities definition

Entoro Securities. Means Entoro Securities, LLC, the broker-dealer (CRD#35192)
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Examples of Entoro Securities in a sentence

  • Upon any reduction of the Delayed Draw Term Facility, the Delayed Draw Term Commitment of each Delayed Draw Term Lender shall be reduced by such Lender’s ratable portion of such reduction amount.

  • The Manager may extend this offering in its sole discretion.We have engaged Entoro Securities, LLC (“Entoro”), a broker-dealer registered with the SEC and a member of FINRA and SIPC, as the dealer manager.

  • The total maximum compensation the Company’s broker-dealer, Entoro Securities LLC, would be entitled to if the Company issued the maximum number of securities under a $75,000,000 raise would be $2,290,000 comprising $2,250,000 in 3% commission and $40,000 in maximum advisory fees and expenses.

  • The total maximum compensation the Company’s broker-dealer, Entoro Securities LLC, would be entitled to if the Company issued the maximum number of securities under a $50,000,000 raise would be $1,540,000, comprising $1,500,000 in 3% commission and $40,000 in maximum advisory fees and expenses.6 SUMMARY OF OFFERINGThis offering summary highlights the information contained elsewhere in this Offering Circular.

  • All officials, without exception, have the opportunity to report irregular events and pressures on them to neglect or to take any action that is not legal.

  • In June 2022, we engaged Entoro Securities, LLC, to serve as dealer manager paying a 1% fee of gross proceeds, except in circumstances where it has facilitated sale for which it will charge 5%.

  • We plan to engage Entoro Securities, LLC, which will charge as its fee 1% of the gross offering proceeds raised plus $10,000.

  • Further, Entoro Securities LLC has been engaged to source and direct potential investors to the Company's Invest Now Landing Page.

  • Entoro Securities works on a Best Efforts Basis Background checks are required (FINRA/SEC) Securities marketing can only be conducted when the proper due diligence and marketing materials have been completed with Disclosures and Disclaimers Advance on expenses due on execution of this Agreement.

  • Entoro Securities works on a Best Efforts Basis Background checks are required (FINRA/SEC) Client utilization of approved investor funnels is critical; failure to use approved funnels will result in additional fees & possibly termination.

Related to Entoro Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • BofA Securities means BofA Securities, Inc.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Series B Securities means the Company's Series B 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028, as authenticated and issued under this Indenture.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, NYSE MKT, the Nasdaq Stock Market or any other regulated stock exchange in the United States, Canada, Europe or Australia (or any of their successors) and as to which the Company is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting such requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.12 , such securities shall be deemed not to have been Liquid Securities at any time.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Original Securities means all Securities other than Exchange Securities.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Other Registrable Securities means (i) any Common Equity held (directly or indirectly) by any Other Holders or any of their Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Company Subsidiary Securities has the meaning set forth in Section 3.02(d).

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Key Holder Registrable Securities means (i) the shares of Common Stock held by the Key Holders, and (ii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of such shares.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;