finance broker definition

finance broker means a person who —
finance broker means a person who carries on the business of negotiating, or acting as intermediary to obtain, credit for persons other than the employer or principal of the person so negotiating or acting.
finance broker means a person who, whether or not carrying on any other business, carries on the business of finance broking;

More Definitions of finance broker

finance broker is defined in Section 5.1.2(b).
finance broker means any person who brings a prospective borrower and a finance lender together, and who is engaged in the business of performing one or both of the following activities: activities for compensation, or in expectation of compensation, from a finance lender or borrower: (a) Matching a prospective borrower with a finance lender, using information provided by both parties.
finance broker means a person who holds at least a certificate IV in finance and mortgage broking (or equivalent as determined by the Directors) and who actively engages in Finance Broking;
finance broker means a person who engages in finance broking;
finance broker means a person who, whether or not he carries on any other business, carries on, or advertises or announces or holds himself out in any way as carrying on, the business of—
finance broker means any person who brings a

Related to finance broker

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Associate broker means a licensed broker who is employed by