Financial Markets Authority definition

Financial Markets Authority means the regulatory authority established under the Financial Markets Authority Act 2011;
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Financial Markets Authority. ’ means the authority provided for in the Austrian Financial Markets Supervision Act 2001, as amended;
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Examples of Financial Markets Authority in a sentence

  • If you need to make a complaint about this offer, please contact the Financial Markets Authority, New Zealand (http://www.fma.govt.nz).

  • BNP PARIBAS SECURITIES SERVICES, a partnership limited by shares, registered in the Trade and Companies Register under number 552 108 011, is an institution approved by the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and regulated by the French Financial Markets Authority (Autorité des Marchés Financiers – AMF), whose registered office is located at 3, rue d'Antin, 75002 Paris, France.

  • WHO IS THE FINANCIAL SERVICES PROVIDER (FSP) LICENCE HOLDER?Donaldson Brown Group Holdings Limited (Donaldson Brown) FSP711971; holds a financial advice provider licence issued by the Financial Markets Authority under the Financial Markets Conduct Act.

  • If you need to make a complaint about this Offer, please contact the Financial Markets Authority, New Zealand (http://www.fma.govt.nz).

  • In accordance with Directive 2009/65/EC and Article 314-85-2 of the General Regulations of the Financial Markets Authority, the management company has implemented a remuneration policy for categories of staff whose professional activities have significant repercussions on the risk profile of the management company or of the UCITS.

  • Units may not be redeemed if the assets fall below EUR 300,000; if the assets remain below this amount for a period of 30 days, the management company shall make the necessary provisions to liquidate the UCITS in question, or to carry out one of the operations mentioned in Article 411-16 of the General Regulations of the Financial Markets Authority (transfer of the UCITS).

  • Its decision must be taken at least 3 months prior to expiry of the Fund’s term, and both unit holders and the French Financial Markets Authority must be informed at the same time.

  • In the event of any dispute with the management company, it will inform the Financial Markets Authority.

  • It shall then send the French Financial Markets Authority the statutory auditor’s report.

  • Insurance Advisernet New Zealand Limited (IANZ) FSP26221, holds a financial advice provider licence issued by the Financial Markets Authority under the Financial Markets Conduct Act.

Related to Financial Markets Authority

  • FINMA means the Swiss Financial Market Supervisory Authority FINMA and any successor thereto.

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Central Bank Regulations means the Central Bank (Supervision and Enforcement) Act 2013

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Central Bank means the Central Bank of Ireland;

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • London Stock Exchange means London Stock Exchange plc;