Financial Resources Requirements definition

Financial Resources Requirements means the financial resources requirements which the Principal is, pursuant to its Registration, required to maintain at any particular time;
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Financial Resources Requirements means (a) the minimum paid-up share capital, as applicable for each entity regulated by the SFC, and (b) 120% of the minimum liquid capital, as applicable for each such entity, each of clauses (a) and (b) as required by the Securities and Futures (Financial Resources) Rules (Cap 571N) of Hong Kong.
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Financial Resources Requirements means the financial resources requirements which the Principal is, pursuant to its Investment Services Licence, required to maintain at any particular time;
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Examples of Financial Resources Requirements in a sentence

  • Financial Resources Requirements for Derivatives Clearing Organizations, 75 FR 63113,63119–63120 (Oct.

  • The Financial Resources Requirements Rules, 2018, as amended, are revoked.

  • Financial Resources Requirements for Derivatives Clearing Organizations, 75 FR 63113 (Oct.

  • If the MFSA so determines, the Licence Holder will be given due notice in writing of the additional Financial Resources Requirements which shall be applied.

  • Where audited accounts cannot be provided by an Applicant, the MFSA will require the auditor’s confirmation that financial resources are in place and that they meet the Financial Resources Requirements at a date prior to the granting of the licence.

  • Financial Resources Requirements for Derivatives Clearing Organizations, 75 FR 63113, 63116 (Oct.

  • Financial Resources Requirements Standard addresses RG227 Benchmark 4 and requires members to maintain a policy to maintain adequate financial resources.

  • Investment Services Rules for Investment Services ProvidersPart B: Standard Licence ConditionsAppendix 1: Financial Resources Requirements and Guidance on the compilation of the Financial ReturnAnnex VII: Position Risk on Credit Derivatives Page 1 of 6Protection seller in relation to a credit derivative refers to the counterparty (Licence Holder) who assumes the credit risk.

  • The new Financial Resources Requirements for market intermediaries which have taken into consideration the EAC provisions on risk based capital adequacy was prepared and shared by the market intermediaries for comments.

  • Financial Resources Requirements for Derivatives Clearing Organizations, 75 FR 63113, 63119-63120 (Oct.


More Definitions of Financial Resources Requirements

Financial Resources Requirements means the requirements specified in Rule 2.30 (1) (a) to (c) inclusive of the Rule Book as applicable to the Borrower (but subject to paragraph 2 of that Rule);
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Related to Financial Resources Requirements

  • Services Requirements means the requirements of the Authority or any other Contracting Body (as appropriate) for the Services from time to time;

  • OHS Requirements means all Laws applicable to the Supply and related to occupational health or safety, and all of the City Policies that relate to occupational health or safety, and includes without limitation the WCA;

  • Monitoring and reporting requirements means one or more of

  • Reliability Standards means the criteria, standards, rules and requirements relating to reliability established by a Standards Authority.

  • economic resources means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds, but may be used to obtain funds, goods or services;

  • Financial Regulations means regulations made under section 21 of the Act;

  • Historic resource means a publicly or privately owned historic building, structure, site, object, feature, or open space located within an historic district designated by the national register of historic places, the state register of historic sites, or a local unit acting under the local historic districts act, 1970 PA 169, MCL 399.201 to 399.215, or that is individually listed on the state register of historic sites or national register of historic places, and includes all of the following:

  • Financial Reports means the Annual Financial Statements and the Interim Accounts.

  • International Financial Reporting Standards or “IFRS” means the accounting standards issued or endorsed by the International Accounting Standards Board.

  • Cultural resources means archaeological and historic sites and artifacts, and traditional religious, ceremonial and social uses and activities of affected Indian tribes.

  • Operational requirements means the need to ensure that the Agency is to be operated as effectively, efficiently and economically as possible.

  • Financial responsibility means the ability to respond in damages for liability thereafter incurred

  • freezing of economic resources means preventing the use of economic resources to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them;

  • Reporting Requirements As defined in Section 11.15.

  • railway operational procedures means procedures specified under any access agreement (as defined in the Railways Act 1993) or station lease;

  • Environmentally-Limited Resource means a resource which has a limit on its run hours imposed by a federal, state, or other governmental agency that will significantly limit its availability, on either a temporary or long-term basis. This includes a resource that is limited by a governmental authority to operating only during declared PJM capacity emergencies.

  • Financial Reporting Measure means any measure determined and presented in accordance with the accounting principles used in preparing the Company’s financial statements, and any measures derived wholly or in part from such measures, including GAAP, IFRS and non-GAAP/IFRS financial measures, as well as stock or share price and total equityholder return.

  • Financial Reporting Measures means measures that are determined and presented in accordance with the accounting principles used in preparing the Company’s financial statements, and all other measures that are derived wholly or in part from such measures. Stock price and total shareholder return (and any measures that are derived wholly or in part from stock price or total shareholder return) shall, for purposes of this Policy, be considered Financial Reporting Measures. For the avoidance of doubt, a Financial Reporting Measure need not be presented in the Company’s financial statements or included in a filing with the SEC.

  • Business Critical means any function identified in any Statement of Work as Business Critical.

  • Financial Crime Risk Management Activity means any action to meet Compliance Obligations relating to or in connection with the detection, investigation and prevention of Financial Crime that the Bank or members of the HSBC Group may take.

  • Financial Report means the annual financial report prepared under Chapter 2M of the Corporations Act for the Company and its controlled entities;

  • Reliability means the degree of performance of the elements of the electric system that results in electricity being delivered to and from an applicant in the amount desired while avoiding adverse effects on the adequacy and security of the electric supply, defined respectively as:

  • Railway Group Standards means standards authorised pursuant to

  • Comprehensive resource analysis means an analysis including,

  • Public resources means water, fish, and wildlife and in addition means capital improvements of the state or its political subdivisions.

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.