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FINRA definition

FINRA means the Financial Industry Regulatory Authority or any successor.
FINRA means the Financial Industry Regulatory Authority or a succeeding agency.

Examples of FINRA in a sentence

  • In order to assist the Commission in determining whether to approve the proposed 17d–2 Plan and to relieve the Participating Organizations of the responsibilities which would be assigned to FINRA, interested persons are invited to submit written data, views, and arguments concerning the foregoing.

  • Bank and its third-party providers do not warrant that the FM Services comply with the requirements of the FINRA or those of any other organization anywhere in the world.

  • We and MX do not warrant that the DMM Services comply with the requirements of the Financial Industry Regulatory Authority (FINRA) or those of any other organization anywhere in the world.

  • Bank and its third party service providers do not warrant that Autobooks comply with the requirements of FINRA or those of any other organization anywhere in the world.

  • FINRA recommends that you learn as much information about investment professionals and firms prior to working with them.


More Definitions of FINRA

FINRA has the meaning set forth in Section 3(i).
FINRA means the Financial Industry Regulatory Authority of the United States;
FINRA shall have the meaning ascribed to such term in Section 3.1(e).
FINRA shall have the meaning assigned thereto in Section 3(e)(xix) hereof.