FINRA Filing shall have the meaning assigned to such term in Section 6.14.
FINRA Filing shall have the meaning assigned to such term in the Purchase Agreement.
FINRA Filing shall have the meaning assigned to such term in Section 6.14. “Fundamental Transaction” means that (i) the Company shall, directly or indirectly, in one or more related transactions, (1) consolidate or merge with or into (whether or not the Company is the surviving corporation) another Person, with the result that the holders of the Company’s capital stock immediately prior to such consolidation or merger together beneficially own less than 50% of the outstanding voting power of the surviving or resulting corporation, or (2) sell, lease, license, assign, transfer, convey or otherwise dispose of all or substantially all of the properties or assets of the Company to another Person, or (3) take action to facilitate a purchase, tender or exchange offer by another Person that is accepted by the holders of more than 50% of the outstanding shares of Common Stock (excluding any shares of Common Stock held by the Person or Persons making or party to, or associated or affiliated with the Persons making or party to, such purchase, tender or exchange offer), or (4) consummate a stock or share purchase agreement or other business combination (including, without limitation, a reorganization, recapitalization, spin-off or scheme of arrangement) with another Person whereby such other Person acquires more than 50% of the outstanding shares of Common Stock (not including any shares of Common Stock held by the other Person or other Persons making or party to, or associated or affiliated with the other Persons making or party to, such stock or share purchase agreement or other business combination), or (5) reorganize, recapitalize or reclassify its Common Stock, or (ii) any “person” or “group” (as these terms are used for purposes of Sections 13(d) and 14(d) of the Exchange Act) is or shall become the “beneficial owner” (as defined in Rule 13d-3 under the Exchange Act), directly or indirectly, of 50% of the aggregate ordinary voting power represented by issued and outstanding Common Stock.
Examples of FINRA Filing in a sentence
In connection therewith, on or prior to the date the FINRA Filing is first made by BRS with FINRA, the Company shall pay to FINRA by wire transfer of immediately available funds the applicable filing fee with respect to the FINRA Filing, and the Company shall be solely responsible for payment of such fee.
The parties hereby agree to provide each other and BRS all requisite information and otherwise to assist each other and BRS in a timely fashion in order for BRS to complete the preparation and submission of the FINRA Filing in accordance with this Section 6.14 and to assist BRS in promptly responding to any inquiries or requests from FINRA or its staff.
FINRA Filing ..........................................................................................................
More Definitions of FINRA Filing
FINRA Filing shall have the meaning assigned to such term in Section 7.13 of this Agreement.
FINRA Filing shall have the meaning assigned to such term in the Purchase Agreement. (n) “Indemnified Damages” shall have the meaning assigned to such term in Section 6(a). (o) “Initial Registration Statement” shall have the meaning assigned to such term in Section 2(a). (p) “Investor” shall have the meaning assigned to such term in the preamble of this Agreement. (q) “Investor Party” and “Investor Parties” shall have the meaning assigned to such terms in Section 6(a). (r) “Legal Counsel” shall have the meaning assigned to such term in Section 2(b). (s) “New Registration Statement” shall have the meaning assigned to such term in Section 2(c). (t) “Person” means any person or entity, whether a natural person, trustee, corporation, partnership, limited partnership, limited liability company, trust, unincorporated organization, business association, firm, joint venture, governmental agency or authority. (u) “Prospectus” means the prospectus in the form included in the Registration Statement at the applicable Effective Date of the Registration Statement, as supplemented from time to time by any Prospectus Supplement, including the documents incorporated by reference therein. (v) “Prospectus Supplement” means any prospectus supplement to the Prospectus filed with the Commission from time to time pursuant to Rule 424(b) under the Securities Act, including the documents incorporated by reference therein.
FINRA Filing shall have the meaning assigned to such term in the Purchase Agreement. 2 DOCPROPERTY "CUS_DocIDChunk0" (n)