First Investors definition

First Investors means First Investors Corporation, First Investors Management Company, Inc., First Investors Asset Management Company, Inc.,
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First Investors means First Investors Consolidated Corporation, First Investors Corporation, First Investors Management Company, Inc., First Investors Asset Management Company, Inc., Executive Investors Management Company, Inc., Executive Investors Corporation, and Administrative Data Management Corp.
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First Investors means First Investors Financial Services, Inc., a Texas corporation.
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Examples of First Investors in a sentence

  • To my knowledge, the security or securities listed below have not been purchased or sold by any First Investors Fund or Private Account within the prior fifteen (15) days and are not currently being considered for purchase or sale by any Fund or Private Account during the next 15 days.

  • In general, approval will be granted only if it is clear that the Access Person has not been offered the opportunity to invest because of his or her position with First Investors.

  • Access Persons who have questions about any of the provisions of this Code should contact the Investment Compliance Manager or the First Investors Legal Department.

  • Except as required in the normal course of carrying out the Funds' business responsibilities, Access Persons are prohibited from revealing to persons outside of First Investors information relating to the Securities that are being considered for Purchase or Sale by any of the Funds.

  • First Investors has adopted this code of ethics ("Code of Ethics" or "Code") in accordance with the requirements of Section 17(j) of the Investment Company Act of 1940 ("Investment Company Act") and Rule 17j-1 and Section 206 of the Investment Advisers Act of 1940 ("Investment Advisers Act") to protect the First Investors family of mutual funds (Funds") and private accounts ("Private Accounts") from fraudulent or unethical conduct by access persons ("Access Persons").

  • As reflected by this Code of Ethics, First Investors expects all Access Persons of First Investors not only to comply with this Code but also to follow the highest ethical standards in all business and personal dealings which could in any way affect the Funds or any Private Accounts that are managed by First Investors.

  • QUARTERLY REPORTS OF SECURITIES TRANSACTIONS -------------------------------------------- On a quarterly basis, every Access Person of First Investors shall submit a report, in the form attached hereto, to the Investment Compliance Manager disclosing all transactions in any Securities in which he or she has or, by reason of the transaction, acquires a direct or indirect Beneficial Ownership interest.

  • In determining whether to grant preclearance, the Investment Compliance Manager shall take into account, among other factors, whether the investment opportunity should be reserved for any of the Funds or Private Accounts and whether the opportunity is being offered to the Access Person by virtue of his or her position with First Investors.

  • This prohibition does not apply to purchases of Securities issued by First Investors Consolidated Corporation and its affiliates in connection with employee stock purchase or incentive plans, compensation arrangements, or otherwise.

  • The disinterested directors of the Funds are subject to a separate code of ethics (the "First Investors Registered Investment Companies Code of Ethics") which takes their unique status into account.


More Definitions of First Investors

First Investors means First Investors Consolidated Corporation (“FICC”), First Investors Corporation (“FIC”), First Investors Management Company, Inc. (“FIMCO”), and Administrative Data Management Corp. (“ADM”).
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First Investors means First Investors Financial Services Group, Inc., a Texas corporation, or any successor thereto.
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First Investors means First Investors Financial Services, Inc.
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First Investors. Security Agreement" means the Security Agreement dated as of December 31, 2002 made by the Debtors and certain other Subsidiaries of the Parent in favor of the First Investors.
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Related to First Investors

  • Investors means the Initial Investors and any transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.

  • Management Investors means the officers, directors and employees of Holdings, the Borrower and the Subsidiaries who become investors in Holdings or any of its Parent Entities or in the Borrower.

  • PIPE Investors means those certain investors participating in the PIPE Investment pursuant to the Subscription Agreements.

  • Lead Investors means collectively, BlackRock, GSO, Magnetar and, solely for purposes of Section 2.02(b), Investment Partners V (II), LLC.

  • Other Investors shall have the meaning set forth in the Preamble.

  • Management Investor means any Person who is an officer or otherwise a member of management of the Issuer, any of its Subsidiaries or any of its direct or indirect parent companies on the Issue Date, immediately after giving effect to the Transactions.

  • Initial Investors means (A) X.L. Insurance Company, Ltd.; (B) The Trident Partnership, L.P.; (C) Xxxxx & McLennan Risk Capital Holdings, Ltd.; or (D) any majority-owned subsidiary or parent (or equivalent in the case of a non-corporate entity) of the foregoing.

  • Majority Investors means, as of any date, the holders of a majority of the Investor Shares outstanding on such date.

  • Co-Investors means each of (a) the Fund and the Fund Affiliates (excluding any of their portfolio companies) and (b) the Management Group.

  • Investor means the Buyer, any transferee or assignee thereof to whom a Buyer assigns its rights under this Agreement in accordance with Section 9 and who agrees to become bound by the provisions of this Agreement, and any transferee or assignee thereof to whom a transferee or assignee assigns its rights under this Agreement in accordance with Section 9 and who agrees to become bound by the provisions of this Agreement.

  • Oaktree means Oaktree Capital Management, LLC and its Affiliates, including any partnerships, separate accounts or other entities managed by Oaktree.

  • retail investor means an investor who is not a professional investor;

  • BRS means Behavior Rehabilitation Services.

  • Lead Investor means Cavalry Fund I LP.

  • Equity Investors means the Sponsors and the Management Stockholders.

  • CD&R Investors means, collectively, (i) CD&R Fund VIII, (ii) CD&R Friends & Family Fund VIII, L.P., a Cayman Islands exempted limited partnership, and any successor in interest thereto, and (iii) any Affiliate of any CD&R Investor identified in clauses (i) and (ii) of this definition.

  • Founders means all Members immediately prior to the consummation of the IPO.

  • Majority Shareholders means Xxxxxxx X. Xxx and Xxxxxxx X. Xxxxxxx.

  • Existing Investors shall have the meaning given in the Preamble hereto.

  • Initial Holders has the meaning set forth in the preamble.

  • Principal Stockholders CERTAIN TRANSACTIONS," "DESCRIPTION OF SECURITIES," and "SHARES ELIGIBLE FOR FUTURE SALE" have been reviewed by such counsel, and insofar as they refer to statements of law, descriptions of statutes, licenses, rules or regulations or legal conclusions, are correct in all material respects;

  • Initial Shareholders means the Sponsor and any Insider that holds Founder Shares; (v) “Private Placement Warrants” shall mean the 6,000,000 warrants (or 6,600,000 warrants if the over-allotment option is exercised in full) that the Sponsor has agreed to purchase for an aggregate purchase price of $6,000,000 (or $6,600,000 if the over-allotment option is exercised in full), or $1.00 per warrant, in a private placement that shall occur simultaneously with the consummation of the Public Offering; (vi) “Public Shareholders” shall mean the holders of securities issued in the Public Offering; (vii) “Trust Account” shall mean the trust fund into which a portion of the net proceeds of the Public Offering and the sale of the Private Placement Warrants shall be deposited; and (viii) “Transfer” shall mean the (a) sale of, offer to sell, contract or agreement to sell, hypothecate, pledge, grant of any option to purchase or otherwise dispose of or agreement to dispose of, directly or indirectly, or establishment or increase of a put equivalent position or liquidation with respect to or decrease of a call equivalent position within the meaning of Section 16 of the Exchange Act, and the rules and regulations of the Commission promulgated thereunder with respect to, any security, (b) entry into any swap or other arrangement that transfers to another, in whole or in part, any of the economic consequences of ownership of any security, whether any such transaction is to be settled by delivery of such securities, in cash or otherwise, or (c) public announcement of any intention to effect any transaction specified in clause (a) or (b).

  • Equity Holders means the Stockholders and the Option Holders.

  • Backstop Parties means those parties that agree to backstop the Rights Offering pursuant to the Backstop Commitment Letter, each in its respective capacity as such.

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.

  • Existing Stockholders means the stockholders of the Corporation immediately prior to the IPO as listed on Schedule A (including the Existing Stockholders Representative in its capacity as an Existing Stockholder) together with any Permitted Assignees.