Form D definition

Form D means a Notice of Sale of Securities under Regulation D, Section 4(b) and/or Uniform Limited Offering Exemption under the Securities Act.
Form D means Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption, and includes the Appendix.
Form D means the document adopted by the Securities and Exchange Commission, in effect on September 1, 1996 and as may be amended by the SEC from time to time, entitled "FORM D; Notice of Sale of Securities pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption," including Part E and the Appendix.

Examples of Form D in a sentence

  • The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser.

  • The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to the Buyer promptly after such filing.

  • The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to each Buyer promptly after such filing.

  • The Company agrees to timely file a Form D with respect to the Securities if required under Regulation D and to provide a copy thereof to each Subscriber promptly after such filing.

  • The Company agrees to timely file a Form D with respect to the Warrant and Warrant Shares as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser.


More Definitions of Form D

Form D means the form as set forth in Appendix D of this rule.
Form D means Form D of Regulation D (17 CFR 239.500) promulgated by the SEC under the Securities Act of 1933.
Form D means a movement document for molluscs from an approved farm in the form set out in Directive 91/67/EEC;
Form D means a movement document for molluscs from an approved farm in the form set out in Directive91/67/EEC;
Form D means Form D of Regulation D (17 CFR 239.500 (1994)) promulgated by the SEC under the Securi- ties Act of 1933, which is incorporated by reference and is on file with the office of the Secretary of State.
Form D shall have the meaning assigned to such term in Section 2.3.