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Form U-5 definition

Form U-5 means Uniform Termination Notice for Securities Industry Registration.
Sample 1Sample 2
Form U-5 means the Uniform Termination Notice for Securities Industry Registration, published by FINRA and available athttp://www.finra.org/industry/compliance/registration/crd/filingguidance/p005235.
Sample 1
Form U-5 means the Uniform Termination Notice for Securities Industry Registration, published by FINRA and available
Sample 1

More Definitions of Form U-5

Form U-5 means the Uniform Termination Notice for Securities Industry Registration, published by FINRA and available at http://www.finra.org/industry/compliance/registration/crd/filing- guidance/p005235.
Sample 1
Form U-5 means Uniform Termination Notice for Secu- rities Industry Registration.
Sample 1

Related to Form U-5

  • Council of Governors means the council of governors of the corporation; “declaration of identity” has the meaning set out in rule 21.1;

  • Staff Governor means an employee of the Academy Trust who may be appointed as a Governor pursuant to Article 50A;

  • the 1990 Act means the Town and Country Planning Act 1990;

Most Referenced Clauses

Most Referenced Definitions