Free Trading Securities definition

Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: • ETFs; • Annuities; • Fixed income products, including U.S. government securities; • Systematic investment plans; • Foreign currency contracts; • Cryptocurrency on Coinbase’s listed assets (https://www.coinbase.com/browse); and • Any securities that are not Reportable Securities
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Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include:
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Free Trading Securities means securities of an issuer other than Sky Guys that are listed or quoted on a Recognized Exchange or inter-dealer quotation system and that may be sold through such Recognized Exchange or inter dealer quotation system free of any restricted period or hold period under applicable securities laws in Canada or any other relevant jurisdiction (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange or securities regulator), and a liquid market exists for such Free Trading Securities, as determined by the Board of Directors of Sky Guys.
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Examples of Free Trading Securities in a sentence

  • Staff Members and Immediate Family Members are required to pre-clear all personal securities transactions except for personal securities transactions in Free Trading Securities (notwithstanding, Staff Members should contact the compliance department before trading in any ETF that has a high concentration of Sands Capital-related holdings), those pursuant to an automatic investment plan (including dividend reinvestment plans), and those made within a non-discretionary account.


More Definitions of Free Trading Securities

Free Trading Securities means securities of an issuer other than the Corporation that are listed on a Recognized Stock Exchange and that are not subject to any restricted period or hold period under applicable securities laws in Canada or any other jurisdiction (other than in respect of resales by control persons or any escrow requirements of any agent or underwriter or an applicable stock exchange);
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Free Trading Securities means securities that are not subject to any restrictions on trading (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange);
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Free Trading Securities means securities of an issuer other than the Company that are not subject to any restricted period or hold period under applicable securities legislation (other than in respect of resales by control persons or any escrow requirements of an applicable Stock Exchange);
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Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: · ETFs; · Annuities; · Fixed income products, including U.S. government securities; · Systematic investment plans; · Foreign currency contracts; · Cryptocurrency on Coinbase’s listed assets (xxxxx://xxx.xxxxxxxx.xxx/browse); and · Any securities that are not Reportable Securities
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Related to Free Trading Securities

  • Qualifying Securities means securities issued by the Issuer that:

  • Trading Session means a trading session on a day which the applicable Stock Exchange is open for trading;

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision, as applicable):

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Company Voting Securities means the combined voting power of all outstanding voting securities of the Company entitled to vote generally in the election of directors to the Board.

  • Outstanding Voting Securities means the combined voting power of the then-outstanding voting securities of the Company entitled to vote generally in the election of directors.

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Outstanding Company Voting Securities means outstanding voting securities of the Company entitled to vote generally in the election of directors; and any specified percentage or portion of the Outstanding Company Voting Securities (or of other voting stock or voting securities) shall be determined based on the relative combined voting power of such securities;

  • Outstanding Securities means, with respect to any Security and as of the date of determination, all Securities evidenced by Certificates theretofore authenticated, executed and delivered under this Agreement, except:

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Qualifying Warrants means net share settled warrants to purchase Common Stock that have an exercise price greater than the current Market Value of the issuer’s Common Stock as of their date of issuance, that do not entitle the issuer to redeem for cash and the holders of such warrants are not entitled to require the issuer to repurchase for cash in any circumstance.

  • majority of the outstanding voting securities shall have the meaning set forth for such terms in the 1940 Act.

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Trading Partner means any external computer interoperating with a Licensed Component through one or more protocols, one or more networks, or one or more adapters;

  • Outstanding Shares means those Shares recorded from time to time in the books of the Trust or its transfer agent as then issued and outstanding, but shall not include Shares which have been redeemed or repurchased by the Trust and which are at the time held in the treasury of the Trust.

  • Trading System means the Company’s electronic trade execution system that is used for the trading of Swaps, including the associated hardware, software, systems and communications links.

  • Qualifying Notes means, at any time, any securities (other than the Notes) issued directly or indirectly by the Issuer:

  • Qualifying Preferred Stock means non-cumulative perpetual preferred stock of the Corporation that (a) ranks pari passu with or junior to all other preferred stock of the Corporation, and (b) either (x) is subject to a Qualifying Replacement Capital Covenant or (y) is subject to Intent-Based Replacement Disclosure and has a provision that prohibits the Corporation from paying any dividends thereon upon its failure to satisfy one or more financial tests set forth therein, and (c) as to which the transaction documents provide for no remedies as a consequence of non-payment of dividends other than Permitted Remedies.

  • Trading Affiliate has the meaning set forth in Section 3.2(h).

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Company Outstanding Shares means the total number of shares of Company Common Stock outstanding immediately prior to the Effective Time, expressed on a fully-diluted and as-converted to Company Common Stock basis.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Sponsors’ Warrants means the warrants that are being sold privately by the Company simultaneously with the consummation of the IPO; and (vi) “Trust Fund” shall mean the trust fund into which a portion of the net proceeds of the Company’s IPO will be deposited.