Free Trading Securities definition

Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: • ETFs; • Annuities; • Fixed income products, including U.S. government securities; • Systematic investment plans; • Foreign currency contracts; • Cryptocurrency on Coinbase’s listed assets (https://www.coinbase.com/browse); and • Any securities that are not Reportable Securities
Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include:
Free Trading Securities means securities of an issuer other than Sky Guys that are listed or quoted on a Recognized Exchange or inter-dealer quotation system and that may be sold through such Recognized Exchange or inter dealer quotation system free of any restricted period or hold period under applicable securities laws in Canada or any other relevant jurisdiction (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange or securities regulator), and a liquid market exists for such Free Trading Securities, as determined by the Board of Directors of Sky Guys.

Examples of Free Trading Securities in a sentence

  • Staff Members and Immediate Family Members are required to pre-clear all personal securities transactions except for personal securities transactions in Free Trading Securities (notwithstanding, Staff Members should contact the compliance department before trading in any ETF that has a high concentration of Sands Capital-related holdings), those pursuant to an automatic investment plan (including dividend reinvestment plans), and those made within a non-discretionary account.


More Definitions of Free Trading Securities

Free Trading Securities means securities of an issuer other than the Company that are not subject to any restricted period or hold period under applicable securities legislation (other than in respect of resales by control persons or any escrow requirements of an applicable Stock Exchange);
Free Trading Securities means securities of an issuer other than the Corporation that are listed on a Recognized Stock Exchange and that are not subject to any restricted period or hold period under applicable securities laws in Canada or any other jurisdiction (other than in respect of resales by control persons or any escrow requirements of any agent or underwriter or an applicable stock exchange);
Free Trading Securities means securities that are freely tradable without seeking preclearance and without regard to an open trading window. These include: · ETFs; · Annuities; · Fixed income products, including U.S. government securities; · Systematic investment plans; · Foreign currency contracts; · Cryptocurrency on Coinbase’s listed assets (xxxxx://xxx.xxxxxxxx.xxx/browse); and · Any securities that are not Reportable Securities
Free Trading Securities means securities that are not subject to any restrictions on trading (other than in respect of resales by control persons or any escrow requirements of an applicable stock exchange);

Related to Free Trading Securities

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • Outstanding Shares means those Shares recorded from time to time in the books of the Trust or its transfer agent as then issued and outstanding, but shall not include Shares which have been redeemed or repurchased by the Trust and which are at the time held in the treasury of the Trust.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.