Conduct of Business Rules definition

Conduct of Business Rules means the rules set out in the Applicable Regulations implementing MiFID into German law;

Conduct of Business Rules means, in respect of The Bank of New York Mellon, London Branch, the rules set out in the COBS sourcebook of the FCA Rules and in respect of The Bank of New York Mellon SA/NV, the rules set out in the Applicable Regulations implementing MiFID into Belgian law and into Irish law;

Conduct of Business Rules means Rules, other than Credit Servicing Rules, issued by the competent authority in accordance with this Act;

Examples of Conduct of Business Rules in a sentence

• United Kingdom The U.K. Financial Services Authority rules on personal account dealing are contained in the FSA Conduct of Business Rules Sourcebook (“COBS”).

• The following information is provided in accordance with the Solicitors' Financial Services (Conduct of Business) Rules 2001.

• If we agree to your categorisation as an “eligible counterparty”, you will lose certain protections afforded to “professional clients” by the FCA’s Conduct of Business Rules.

• Registration court and court number: Municipal Court of Budapest, acting as Court of Registration 01-17-000560 and is subject to supervision by the Central Bank of Ireland and also the Central Bank of Hungary for Conduct of Business Rules.

• In accordance with current FCA regulation the Fund is the regulatory client of the Fund Manager for the purposes of determining which provisions of the FCA Conduct of Business Rules will regulate the obligations owed by the Fund Manager to Investors in common, and who, accordingly, will not be treated, on an individual basis, as clients of the Fund Manager for regulatory purposes.

• In accordance with the Conduct of Business Rules Sourcebook, published by the FCA as part of its Handbook of Rules and the Regulations, the ACD needs to put in place arrangements to execute orders most favourable to and in the interests of the Company and its Shareholders.

• The Issuer shall keep records of all executed transactions in Securities with the Investor pursuant to AIFC Conduct of Business Rules and its internal policies.

• This notification is given to you in accordance with FCA rules in particular the Conduct of Business Rules.

• The proposed changes will require amendments to the following rules: • the Licensees (Conduct of Business) Rules, 2009 (“the POI COBR”) issued under the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended (“the POI Law”) • the Conduct of Business Rules (“the IMIIL COBR”) and the Code of Conduct for Authorised Insurance Representatives (“the AIR Code”) issued under The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended (“the IMIIL”).

• During the second meeting of Grid Coordination Committee held on 25th Nov.2008, the Conduct of Business Rules of GCC were approved.

More Definitions of Conduct of Business Rules

Conduct of Business Rules means rules relating to conduct of business issued by the competent authority under various articles of this Act and under any regulations made thereunder;

Conduct of Business Rules means Rules, other than Banking Rules, which are issued by the competent authority in terms of article 4;

Conduct of Business Rules means Rules relating to conduct of business issued by the competent authority

Conduct of Business Rules means the conduct of business rulebook issued by the MFSA on 20 December 2017, as the same may be amended and/or supplemented from time to time;