Fully Disclosed Accounts definition

Fully Disclosed Accounts means trading accounts opened in the name of the Client's or the Client’s end customer in respect of transactions, both at GTN ASIA and at the exchange. “GIIN” - means the Global Intermediary Identification Number allotted by IRS to Financial Services participants.
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Fully Disclosed Accounts means trading accounts opened in the name of the Client's or the Client’s end customer in respect of transactions, both at MFS and at the exchange.
Sample 1

Examples of Fully Disclosed Accounts in a sentence

  • The Fully Disclosed Accounts shall be carried in the name of the Fully Disclosed Customers.

  • The Fully Disclosed Accounts shall be established and maintained in conformity with any and all applicable laws, governmental, regulatory, self-regulatory, exchange and clearing house rules, regulations, regulatory guidelines, interpretations, protocols and the customs and usages of the applicable exchanges and clearing houses (the “Applicable Laws”).

  • Any assets/shares of a particular transaction will be held in the individual markets concerned either; (i) in the name of GTN Asia in the case of Omnibus Accounts; or (ii) in the name of the Account Holder for the transactions in case of Fully Disclosed Accounts.

  • This Agreement shall apply to all Fully Disclosed Accounts introduced by Introducing Broker and carried by IBUK or any affiliate of IBUK (“Affiliate(s)”) and any separate proprietary account of the Introducing Broker.

  • IBUK or its Affiliates shall execute orders and clear and settle transactions executed for the Fully Disclosed Accounts, pursuant to the terms and conditions of this Agreement and Applicable Laws.

  • IBUK retains complete discretion in determining whether to approve account applications from prospective Customers, to suspend or terminate Customer Accounts, to handle and resolve disputes with Customers, and to take any other action with respect to Customers or Customers’ Fully Disclosed Accounts under the relevant Customer Agreements.

  • Introducing Broker also shall immediately notify IBUK of any other restriction on its activities with respect to the Fully Disclosed Accounts or Customers.

  • IBIE retains complete discretion in determining whether to approve account applications from prospective Clients, to suspend or terminate Client Accounts, to handle and resolve disputes with Clients, and to take any other action with respect to Clients or Clients’ Fully Disclosed Accounts under the relevant Client Agreements.

  • It is hereby agreed between Introducing Broker and Interactive that, for purposes of the "financial responsibility rules" of the Securities and Exchange Commission ("SEC") and Securities Investor Protection Act, the participants in the Fully Disclosed Accounts shall be deemed "customers" of Interactive and not the Introducing Broker.

  • This Agreement shall apply to all Fully Disclosed Accounts introduced by the Introducing Broker and carried by IBIE and any separate proprietary account of the Introducing Broker.

Related to Fully Disclosed Accounts

  • Disclosed Litigation has the meaning specified in Section 3.01(b).

  • Disclosure Letter means the disclosure letter dated the date of this Agreement and delivered by the Vendor to the Purchaser with this Agreement.

  • Disclosed Matters means the actions, suits and proceedings and the environmental matters disclosed in Schedule 3.06.

  • Fairly Disclosed means disclosed in reasonable detail and specificity as would enable a reasonable purchaser to identify in all material respects the relevant facts, nature and scope of the matter concerned;

  • Disclosure Schedule has the meaning set forth in Section 3 below.

  • Company Disclosure Schedule means the Company Disclosure Schedule delivered to Parent on the date of this Agreement.

  • Company Disclosure Letter has the meaning set forth in Article III.

  • Disclosure Documents is defined in Section 5.3.

  • Company Disclosure Schedules means the disclosure schedules delivered by the Company to the Commitment Parties on the date of this Agreement.

  • Disclosure Schedules means the Disclosure Schedules of the Company delivered concurrently herewith.

  • Material Litigation is defined in Section 6.7.

  • Parent Disclosure Schedule means the disclosure schedule that has been delivered by Parent to Company on the date of this Agreement.

  • Disclosed means fairly disclosed (with sufficient details to identify the nature and scope of the matter disclosed) in or under the Disclosure Letter or the Supplementary Disclosure Letter, as appropriate;

  • Perfection Certificate is defined in Section 5.1.

  • Seller Disclosure Schedule means the disclosure schedule delivered by Seller to Purchaser contemporaneously with the execution and delivery of the Agreement.