Fully Disclosed Accounts definition

Fully Disclosed Accounts means trading accounts opened in the name of the Client's or the Client’s end customer in respect of transactions, both at GTN ASIA and at the exchange. “GIIN” - means the Global Intermediary Identification Number allotted by IRS to Financial Services participants.
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Fully Disclosed Accounts means trading accounts opened in the name of the Client's or the Client’s end customer in respect of transactions, both at MFS and at the exchange.
Sample 1

Examples of Fully Disclosed Accounts in a sentence

  • The Fully Disclosed Accounts shall be carried in the name of the Fully Disclosed Customers.

  • Introducing Broker is responsible for notifying Customer of the commission rates for Fully Disclosed Accounts and any fees applicable to the Fully Disclosed Accounts.

  • In itself, and by fostering an interest in outdoor activities, it helps keep children fit and healthy, physically and mentally.

  • Interactive shall be responsible for extending credit to the Fully Disclosed Accounts, collecting margin from the Accounts, and determining and enforcing credit or margin limits applicable to the Accounts in accordance with Federal Reserve Regulation T, FINRA Rule 4210, and other applicable Laws and Regulations.

  • Introducing Broker shall notify Interactive of the commission rates applicable to transactions for the Fully Disclosed Accounts.

  • The discussion of NIMBYism (Not In My Backyard) was mentioned in this context of planning Housing First accommodation for the homeless outside of the inner city area.

  • Indicate whether the firm is able to provide remote support of the entire system.

  • Interactive shall be responsible for screening orders to make sure that such orders are within the risk management limits for the Fully Disclosed Accounts.

  • Interactive shall be responsible for maintaining required books and records including, without limitation, account documentation required for a brokerage account and for trading the products requested by Customer, in connection with the Fully Disclosed Accounts.

  • Interactive shall process instructions received from Customers (or from Introducing Broker on behalf of Customers) with respect to voluntary corporate actions (e.g., exchange offers, rights offerings, warrants, tender offers) involving the Fully Disclosed Accounts.

Related to Fully Disclosed Accounts

  • Disclosed Litigation has the meaning specified in Section 3.01(b).

  • Disclosure Letters means the Seller Disclosure Letter and the Buyer Disclosure Letter.

  • Disclosure Letter means that certain Disclosure Letter, dated as of the Closing Date, executed and delivered by the Borrower to the Administrative Agent, for the benefit of the Lenders.

  • Disclosed Matters means the actions, suits and proceedings and the environmental matters disclosed in Schedule 3.06.

  • Fairly Disclosed has the meaning given to it in clause 7.5;

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Previously Disclosed means information set forth or incorporated in the Company’s Annual Report on Form 10-K for the most recently completed fiscal year of the Company filed with the Securities and Exchange Commission (the “SEC”) prior to the Signing Date (the “Last Fiscal Year”) or in its other reports and forms filed with or furnished to the SEC under Sections 13(a), 14(a) or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”) on or after the last day of the Last Fiscal Year and prior to the Signing Date.

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • Disclosure Schedule means the Disclosure Schedule, dated as of the date hereof, delivered by the Seller to the Purchaser in connection with this Agreement.

  • Company Disclosure Schedule means the disclosure schedule dated the date hereof regarding this Agreement that has been provided by the Company to Parent and Merger Subsidiary.

  • Company Disclosure Letter has the meaning set forth in Article III.

  • Company Disclosure Documents is defined in Section 3.4(g) of the Agreement.

  • Schedule of Exceptions shall have the meaning set forth in Section 5, and is attached hereto as Exhibit C.

  • Disclosure Documents is defined in Section 5.3.

  • Company Disclosure Schedules means the disclosure schedules delivered by the Company to the Commitment Parties on the date of this Agreement.

  • Disclosure Schedules means the Disclosure Schedules of the Company delivered concurrently herewith.

  • Material Litigation means any litigation that, according to

  • SEC Filings has the meaning set forth in Section 4.6.

  • Parent Disclosure Schedule means the disclosure schedule dated the date hereof regarding this Agreement that has been provided by Parent to the Company.

  • Disclosed means fairly disclosed to the Buyer in the Disclosure Letter with sufficient explanation and detail to enable a reasonable assessment of the nature and scope of the matter disclosed;

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Parent Disclosure Letter means the disclosure letter delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • Supplemental Perfection Certificate means a certificate substantially in the form of Exhibit G or any other form approved by the Administrative Agent.

  • Seller Disclosure Letter means the letter, dated as of the date hereof, delivered by Seller to Buyer prior to the execution of this Agreement and identified as the Seller Disclosure Letter.

  • Perfection Certificate is defined in Section 5.1.

  • RBC report means the report required by K.S.A. 40-2c02, and amendments thereto.