Guide And Cautionary Notes definition

Guide And Cautionary Notes. - means the document entitled “Guide And Cautionary Notes In Applying For/Continuing With An Account With Lim & Tan Securities” which is attached herein in the Schedule to these Terms and Conditions;
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Guide And Cautionary Notes. – means the document entitled “Guide And Cautionary Notes In Applying For/Continuing With An Account With Lim & Tan Securities” which has been provided by Lim & Tan Securities Pte Ltd to the Client;
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Guide And Cautionary Notes refer to the document so titled and provided to the Client either as part of the Company’s account opening application documentation or separately as an update document to explain the changes in the types of services and their respective terms available from the Company;
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Examples of Guide And Cautionary Notes in a sentence

  • I confirm that I have received, read and understood the contents of “The Guide And Cautionary Notes for maintaining/continuing a Trading Account with Lim & Tan Securities Pte Ltd” and the Terms And Conditions Governing Securities Trading Accounts (Ref: 12/21) and all other documents annexed hereto all of which together with this Account Opening Form shall be construed as containing the terms agreed between Lim & Tan Securities Pte Ltd and myself.

  • No statement made or provided to the Client (apart from generally circulating advice specifically identified as such or limited ERA (as explained in the Guide and Cautionary Notes in Applying for/Continuing with An Account with UOBKH)) by UOBKH or any trading representative, as noted in the Guide And Cautionary Notes In Applying For/Continuing With An Account With UOBKH, is intended to be nor are to be regarded as amounting to any advice or recommendation of any nature to the Client.

  • Lim & Tan Securities – “The Guide” The Guide And Cautionary Notes For Maintaining/Continuing A Trading Account With Lim & Tan Securities Pte Ltd- "The Guide"The Guide is provided in the interest of transparency and fair dealing with you.

  • I confirm that I have received, read and understood the contents of “The Guide And Cautionary Notes for maintaining/continuing a Trading Account with Lim & Tan Securities Pte Ltd” and the Terms And Conditions Governing Securities Trading Accounts (Ref : 08/19) and all other documents annexed hereto all of which together with this Account Opening Form shall be construed as containing the terms agreed between Lim & Tan Securities Pte Ltd and myself.

  • As also noted in the Guide And Cautionary Notes, in no event are we willing, and it is a condition of your being allowed to open and/or operate an Account with us for dealings in SIP that you accept we are neither obliged nor will, provide any ERA is reasonably suitable for you bearing in mind your financial situation, ability and willingness to bear relevant risks and your investment objectives where you are not a Retail Singapore Client.

  • No statement made or provided to you (apart from generally circulating advice specifically identified as such) by us or any TR, as noted in the Guide And Cautionary Notes, is intended to be nor are to be regarded as amounting to any advice or recommendation of any nature to you.

  • I confirm that I have received, read and understood the contents of “The Guide And Cautionary Notes for maintaining/continuing a Trading Account with Lim & Tan Securities Pte Ltd” and the Terms And Conditions Governing Securities Trading Accounts (Ref : 04/21) and all other documents annexed hereto all of which together with this Account Opening Form shall be construed as containing the terms agreed between Lim & Tan Securities Pte Ltd and myself.

  • I confirm that I have received, read and understood the contents of “The Guide And Cautionary Notes for maintaining/continuing a Trading Account with Lim & Tan Securities Pte Ltd” and the Terms And Conditions Governing Securities Trading Accounts (Ref: 07/21) and all other documents annexed hereto all of which together with this Account Opening Form shall be construed as containing the terms agreed between Lim & Tan Securities Pte Ltd and myself.

  • As noted in the Guide And Cautionary Notes, we and all our TRs provide execution only services in relation to transactions and intended transactions in EIPs. Consistent with the foregoing and your representations and warranties to us, for your transactions in EIPs you and only you are solely responsible for determining the merits or suitability of any and all transactions that it may enter into with or through the Company.

Related to Guide And Cautionary Notes

  • Restrictive procedures means the use of physical holding or seclusion of children with disabilities in an emergency. Because the special education director reported the district intends to continue the use of physically holding children with disabilities in an emergency, the district is required to maintain and make publicly accessible a restrictive procedures plan (RPP) for children with disabilities. Minnesota Statute requires that the plan must, at least, list the restrictive procedures the school intends to use; describe how the school will monitor and review the use of restrictive procedures; and include a written description and documentation of the training school personnel completed.

  • Staff Vetting Procedures means the Authority’s procedures for the vetting of personnel and as advised to the Contractor by the Authority.

  • Medium Term Notes means Securities that are collateralized in an amount equal to their full Outstanding principal amount and have a Stated Maturity in excess of 270 days after the date of original issuance thereof.

  • Special Categories of Data means personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data concerning health or data concerning a natural person's sex life or sexual orientation;

  • Standard reference compendia means the American Medical Association Drug Evaluations, the

  • Contractor attributional/proprietary information means information that identifies the contractor(s), whether directly or indirectly, by the grouping of information that can be traced back to the contractor(s) (e.g., program description, facility locations), personally identifiable information, as well as trade secrets, commercial or financial information, or other commercially sensitive information that is not customarily shared outside of the company.

  • General Security Agreement means the general security agreement dated on or about the date hereof given by Borrower in favour of Lender in respect of the Obligations.

  • Description of Notes means the “Description of the Notes” section of the Final Offering Memorandum.

  • Contractor attributional/proprietary information means information that identifies the contractor(s), whether directly or indirectly, by the grouping of information that can be traced back to the contractor(s) (e.g., program description, facility locations), personally identifiable information, as well as trade secrets, commercial or financial information, or other commercially sensitive information that is not customarily shared outside of the company.

  • Standard Agreement Coversheet refers to the form used by the Judicial Council to enter into agreements with other parties. Several originally signed, fully executed versions of the Standard Agreement, together with the integrated Contract Documents, shall each represent the Agreement as an individual contract counterpart.

  • Predictive emissions monitoring system or "PEMS" means all of the equipment necessary to monitor process and control device operational parameters (for example, control device secondary voltages and electric currents) and other information (for example, gas flow rate, O2 or CO2 concentrations), and calculate and record the mass emissions rate (for example, pounds per hour) on a continuous basis.

  • Technical safeguards means the technology and the policy and procedures for its use that 27 protect electronic PHI and control access to it.

  • Required Financial Information means, with respect to each fiscal period or quarter of the Borrower, (a) the financial statements required to be delivered pursuant to Section 6.01(a) or (b) for such fiscal period or quarter of the Parent REIT, and (b) the Compliance Certificate required by Section 6.02

  • Physical Safeguards are physical measures, policies, and procedures to protect CONTRACTOR’s electronic information systems and related buildings and equipment, from natural and environmental hazards, and unauthorized intrusion.

  • Statement of Additional Information means, respectively, the form of prospectus and statement of additional information with respect to the Fund filed by the Investment Company as part of the Registration Statement, or as they may be amended or supplemented from time to time.

  • Customer Proprietary Network Information (“CPNI”) is as defined in the Act.

  • Special Category Data means any personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data concerning health or data concerning a natural person's sex life or sexual orientation.

  • Standard form contract means a financial contract that is substantially not negotiable for the Client, except for the terms contained in point 11.C.

  • Restricted network provision means any provision which conditions the payment of benefits, in whole or in part, on the use of network providers.

  • list of accredited prospective providers means the list of accredited prospective providers which the municipality must keep in terms of paragraph 14 of this policy;

  • Existing Senior Notes means the Existing 2020 Senior Notes and the Existing 2021 Senior Notes, collectively.

  • Electronic and Information Resources Accessibility Standards means the accessibility standards for electronic and information resources contained in 1 Texas Administrative Code Chapter 213.

  • Multi-factor Authentication means controlling access to computers and other IT resources by requiring two or more pieces of evidence that the user is who they claim to be. These pieces of evidence consist of something the user knows, such as a password or PIN; something the user has such as a key card, smart card, or physical token; and something the user is, a biometric identifier such as a fingerprint, facial scan, or retinal scan. “PIN” means a personal identification number, a series of numbers which act as a password for a device. Since PINs are typically only four to six characters, PINs are usually used in conjunction with another factor of authentication, such as a fingerprint.

  • Distinguishable from background means that the detectable concentration of a radionuclide is statistically different from the background concentration of that radionuclide in the vicinity of the site or, in the case of structures, in similar materials using adequate measurement technology, survey, and statistical techniques.

  • Technological safeguards means the technology and the policy and procedures for use of the technology to protect and control access to personal information.

  • designated sector means a sector, sub-sector or industry that has been designated by the Department of Trade and Industry in line with national development and industrial policies for local production, where only locally produced services, works or goods or locally manufactured goods meet the stipulated minimum threshold for local production and content;