In the representation of an issuer definition

In the representation of an issuer means providing legal services as an attorney for an issuer, regardless of whether the attorney is employed or retained by the issuer.
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In the representation of an issuer for purposes of Part 205, means providing legal services as an attorney for an issuer, whether or not the attorney is employed or retained by the issuer. The adopted definition of “issuer” incorporates the definition set forth in the Act, and effectively includes all publicly owned, “SEC- reporting” companies (foreign and domestic), as well as all companies seeking to “go public.” The definition has been modified to clarify that for purposes of the terms “appearing and practicing” and “in the representation of issuers,” the term “issuer” includes any person controlled by the issuer, such as a wholly owned subsidiary, where the attorney provides legal services to that person for the benefit of or on behalf of the issuer. “Issuer,” however, excludes foreign government issuers.
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In the representation of an issuer means acting in any way on behalf, at the behest, or for the benefit of an issuer, whether or not employed or retained by the issuer.
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Examples of In the representation of an issuer in a sentence

  • In the representation of an issuer means being employed or retained by the issuer to act on its behalf as an attorney.

Related to In the representation of an issuer

  • Eligible Representations means those representations identified within the “Tests” included in Schedule B.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Representation Date shall have the meaning ascribed to such term in Section 4(k).

  • DTC Representation Letter means the Blanket Letter of Representation from the Issuer and the Paying Agent to DTC which provides for a book-entry system, or any agreement between the Issuer and Paying Agent and a successor securities depository duly appointed.

  • Representation means any representation as to fact or law, including a representation as to the state of mind of—

  • Placement Agents shall have the meaning set forth in the preamble.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Investment Representation Letter As defined in Section 5.02(b).

  • Exclusive representative means the labor organization that, as a result of certification by

  • Jefferies means Jefferies Finance LLC.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.

  • Purchaser Counsel has the meaning set forth in Section 6.2(a).

  • Representation Letters means the representation letters and any other materials (including, without limitation, a Ruling Request and any related supplemental submissions to the IRS) delivered or deliverable by, or on behalf of, Parent, SpinCo and others in connection with the rendering by Tax Advisors and/or the issuance by the IRS of the Tax Opinions/Rulings.

  • Representation Letter Letters to, or agreements with, the Depository to effectuate a book entry system with respect to the Class A Certificates registered in the Register under the nominee name of the Depository.

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Investor Presentation is defined in Section 5.3.

  • Representation Agreement means the written agreement between a money transfer service provider and a representative of the money transfer service provider that states the terms on which the representative offers the money transfer service within Australia;

  • Representations means the written Representations and Warranties provided by Borrower to Silicon referred to in the Schedule.

  • Fundamental Representations and Warranties means the representations and warranties contained in Sections 3.1, 3.2, 3.6, 4.1 and 4.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Company Counsel means Xxxxxxxx LLP, with offices located at 000 Xxxxx Xxxxxx Xxx, Xxxxx 000, Xxxxxxxxx, Xxxxxxxx 00000.

  • Representations and Warranties means the representations and warranties mentioned in Clause 4 hereto;

  • Lead Underwriter means, in respect of a syndicate of underwriters,

  • Purchaser Fundamental Representations means the representations and warranties of Purchaser set forth in Section 4.01, Section 4.02, Section 4.03 and Section 4.07.

  • Initial Purchaser As defined in the preamble hereto.

  • Placement Agent Counsel means Pxxxx Cxxxxxx LLP with offices located at 7 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000.