Examples of Initial Code in a sentence
An automated Initial Code of Ethics Certification and Disclosure Form can be found on the Legal and Compliance Intranet Homepage under ‘Personal Trading Compliance Forms’.
An automated Initial Code of Ethics Certification and Disclosure Form can be found on the Legal and Compliance Intranet Homepage under 'Personal Trading Compliance Forms'.
Initial Code of Ethics Holdings ReportTouchstone Advisors, Inc.Touchstone FundsTouchstone Securities, Inc.This must be completed 10 days after becoming a Reporting Person.
Acknowledgement of Receipt of Initial Code of EthicsFrom the Chief Compliance OfficerThis Code of Ethics is given to all employees and supervised persons of Foothill Capital Management, LLC.
The Bain Capital Credit Initial Code of Ethics Certification and Accounts Form also requires Personnel to confirm that they have read and understand the Code and that they understand that it applies both to them and to members of their Family/Household.
Not later than 10 days after Personnel become associated with Bain Capital Credit or otherwise become covered by the Code, they must complete the Bain Capital Credit Initial Code of Ethics Certification and Accounts Form on BCCS.
The approach is similar to the grounded theory method, but differs from grounded theory in that the results are quantitative rather than qualitative: content analysis produces re- sults such as, “49% of messages submitted to project mailing lists were sent by core developers.”Our method is adapted from Burnard [2] and comprises the following specific steps:Develop Initial Code Set.
The information contained in the Bain Capital Credit Initial Code of Ethics Certification and Accounts Form must be current as of a date no more than 45 days prior to the date Personnel became associated with Bain Capital Credit or otherwise became covered by the Code.
Acknowledgement of Receipt of Initial Code of EthicsFrom the Chief Compliance OfficerThis Code of Ethics is given to all employees and supervised persons of Castle Financial & Retirement Planning Associates, Inc.
The Bain Capital Credit Initial Code of Ethics Certification and Accounts Form requires Personnel to list all Covered Securities in which they (or members of their Family/Household) have beneficial ownership (other than Covered Securities held in blind trusts or Professionally Managed Accounts).