Institutional Professional Investor definition

Institutional Professional Investor means a “professional investor” as defined in paragraphs (a) to (i) of Part I of Schedule 1 of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and the regulations thereunder, excluding the definitions of individual and corporate professional investors.

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Institutional Professional Investor means an entity falling under paragraphs (a) to (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to the SFO;

Institutional Professional Investor means any person falling under paragraphs (a) to (i) of the definition of "professional investor" in section 1 of Part 1 of Schedule 1 to the SFO.

Examples of Institutional Professional Investor in a sentence

• As the Adviser is classified as an Institutional Professional Investor, the Subadviser may elect to dispense with certain regulatory requirements as set out in Paragraphs 15.4 and 15.5 of the Code as well as under the Securities and Futures (Contract notes, Statements of Account and Receipts) Rules when dealing with the Adviser.

• In the event the Adviser no longer qualifies and/or agrees to be classified as an Institutional Professional Investor, the Adviser must immediately notify the Subadviser in writing.

• No other provision of this agreement or any other document ZUNDIAO may ask the Client to sign and no statement ZUNDIAO may ask the Client to make derogates from this clause, unless the Client is a "Institutional Professional Investor" or "Corporate Professional Investor" as assessed by ZUNDIAO pursuant to the Code of Conduct For Persons Licensed by or Registered with the SFC, in which case this Clause 18.6 does not apply.

• You are a Professional Investor by virtue of being either an Institutional Professional Investor or having been assessed by us as an Eligible Corporate Professional Investor.

• The Client represents that it is an Institutional Professional Investor and is authorized to enter into this Agreement with GTJAS.

More Definitions of Institutional Professional Investor

Institutional Professional Investor or “IPI” means a person falling under paragraphs (a) to (i) of the definition of “professional investors” in section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinance (Cap. 571).

Institutional Professional Investor means a “professional investor” within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to SFO; 「機構專業投資者」指《證券及期貨條例》附表1 第1 部第1 條中「專業投資者」定義的 (a)、(b)、(c)、(d)、(e)、 (f)、(g)、(h) 或 (i) 段的涵義；

Institutional Professional Investor means a “professional investor” with the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or

Institutional Professional Investor means a “professional investor” within the meaning of paragraphs (a) to (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to the SFO.

Institutional Professional Investor means a person falling under paragraphs

Institutional Professional Investor means a professional investor within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or

Institutional Professional Investor means a "professional investor" within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of "professional investor" in section 1 of Part 1 of Schedule 1 to the Ordinance. "Non-trade Transfer" means a transfer of China Connect Securities which involves a change in the beneficial ownership of the China Connect Securities and which is not conducted through the China Connect Service and executed on the China Connect Market. "Northbound" denotes the trading of China Connect Securities by Hong Kong and international investors through China Connect. "PBoC" means the People’s Bank of China. "Pre-trade Checking" means the requirements and procedures under the China Connect Laws and Regulations pursuant to which a China Connect Authority may reject a sell order if an investor does not have sufficient and available China Connect Securities in its account. "Related Person" means any of the affiliate of MSL, or any director, senior officer, employee or agent of MSL or MSL’s affiliate. "SAFE" means the State Administration of Foreign Exchange. "SEHK Subsidiary" means a wholly-owned subsidiary of SEHK duly authorised as an automated trading service provider under the Ordinance and licensed under applicable laws in Mainland China to provide the order routing service under China Connect. "Shanghai Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SSE, 51 HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SSE. "Shenzhen Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SZSE, HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SZSE. "Special China Connect Securities" means any securities listed on the relevant China Connect Market which SEHK (after consulting with relevant China Connect Market Operator) from time to time accepts or designates as eligible only for China Connect sell orders but not China Connect buy orders. "SSE" means Shanghai Stock Exchange. "SZSE" means Shenzhen Stock Exchange. "Trading Day" means a day on which SEHK is open for Northbound trading for (a) Hong Kong and Shanghai (in the case of Shanghai Hong Kong Stock Connect) or (b) Hong Kong and Shenzhen (in the case of Shenzhen Hong Kong Stock Connect), where “T day” denotes the Trading Day on which a transaction is executed and “T+1 day” denotes (as the case may be)...