Institutional Professional Investor definition

Institutional Professional Investor means a “professional investor” as defined in paragraphs (a) to (i) of Part I of Schedule 1 of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and the regulations thereunder, excluding the definitions of individual and corporate professional investors.
Institutional Professional Investor means any person falling under paragraphs (a) to (i) of the definition of Professional Investor in section 1 of Part 1 of Schedule 1 to the SFO.
Institutional Professional Investor means a “professional investor” within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to SFO; 「機構專業投資者」指《證券及期貨條例》附表1 第1 部第1 條中「專業投資者」定義的 (a)、(b)、(c)、(d)、(e)、 (f)、(g)、(h) 或 (i) 段的涵義;

Examples of Institutional Professional Investor in a sentence

  • The Client acknowledges that, as an Institutional Professional Investor, it possesses the requisite experience, knowledge and expertise to make its own investment decisions and to assess the risks inherent in its decisions independently.

  • The Client represents that it is an Institutional Professional Investor and is authorized to enter into this T&C with GTJAS.

  • The Client undertakes to inform GTJAS immediately if there is any change to that information (and in particular, any event which causes or will cause the Client to fall outside the definition of Institutional Professional Investor).

  • The Client represents that it is an Institutional Professional Investor and is authorized to enter into this Agreement with GTJAS.

  • If we are an Institutional Professional Investor or a Corporate Professional Investor, we confirm that our decision is made without relying upon any communication (written or oral) of the Bank as investment advice or recommendation to place the investment.


More Definitions of Institutional Professional Investor

Institutional Professional Investor or “IPI” means a person falling under paragraphs (a) to (i) of the definition ofprofessional investors” in section 1 of Part 1 of Schedule 1 to the Securities and Futures Ordinance (Cap. 571).
Institutional Professional Investor means a “professional investor” with the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or
Institutional Professional Investor means a person falling under paragraphs
Institutional Professional Investor has the meaning defined under paragraphs (a) to (i) of the definition ofprofessional investor” in Part 1 to Schedule 1 to the SFO. "J.P. Morgan" means J.P. Morgan AG.
Institutional Professional Investor means a “professional investor” within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to SFO.
Institutional Professional Investor means a "professional investor" within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of "professional investor" in section 1 of Part 1 of Schedule 1 to the Ordinance. "Non-trade Transfer" means a transfer of China Connect Securities which involves a change in the beneficial ownership of the China Connect Securities and which is not conducted through the China Connect Service and executed on the China Connect Market. "Northbound" denotes the trading of China Connect Securities by Hong Kong and international investors through China Connect. "PBoC" means the People’s Bank of China. "Pre-trade Checking" means the requirements and procedures under the China Connect Laws and Regulations pursuant to which a China Connect Authority may reject a sell order if an investor does not have sufficient and available China Connect Securities in its account. "Related Person" means any of the affiliate of MSL, or any director, senior officer, employee or agent of MSL or MSL’s affiliate. "SAFE" means the State Administration of Foreign Exchange. "SEHK Subsidiary" means a wholly-owned subsidiary of SEHK duly authorised as an automated trading service provider under the Ordinance and licensed under applicable laws in Mainland China to provide the order routing service under China Connect. "Shanghai Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SSE, 51 HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SSE. "Shenzhen Hong Kong Stock Connect" means a securities trading and clearing links programme developed or to be developed by SEHK, SZSE, HKSCC and ChinaClear for the establishment of mutual market access between SEHK and SZSE. "Special China Connect Securities" means any securities listed on the relevant China Connect Market which SEHK (after consulting with relevant China Connect Market Operator) from time to time accepts or designates as eligible only for China Connect sell orders but not China Connect buy orders. "SSE" means Shanghai Stock Exchange. "SZSE" means Shenzhen Stock Exchange. "Trading Day" means a day on which SEHK is open for Northbound trading for (a) Hong Kong and Shanghai (in the case of Shanghai Hong Kong Stock Connect) or (b) Hong Kong and Shenzhen (in the case of Shenzhen Hong Kong Stock Connect), where “T day” denotes the Trading Day on which a transaction is executed and “T+1 day” denotes (as the case may be)...
Institutional Professional Investor means a person that falls under paragraph (j) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to the SFO and sections 3(b) and 5(1) of the Professional Investor Rules, and which falls within the term of “Individual Professional Investors” as referred to in paragraph 15.2 of the Code of Conduct.shall mean a person that falls under paragraphs (a) to