Examples of Professional Investor Rules in a sentence
To the best knowledge, information and belief of the Directors having made all reasonable enquiries, the Subscriber (a professional investor within the meaning of section 6 of the Securities and Futures (Professional Investor) Rules (Cap.
Whether a customer is a “professional investor” under section 3 of the Securities and Futures (Professional Investor) Rules is determined by whether the relevant Distributing Bank had classified the customer as a professional investor and that the customer had signed a declaration consenting to being treated as a professional investor in accordance with paragraphs 15.3 and 15.4 of the SFC Code of Conduct at the time of the customer’s purchase of Minibonds from that Distributing Bank.
The configuration orchestration provides infrastructure resources, while the configuration management installs software/- platforms/applications on the provisioned infrastructure and manages their configurations.
By accepting receipt of this Prospectus, you are deemed to confirm, represent and warrant to the Company that you are a professional investor within the meaning of section 1 of Part 1 of Schedule 1 to the SFO or section 3 of the Securities and Futures (Professional Investor) Rules (Cap.
By ticking the following box ⬜ the Subscriber confirms that it is a Professional Investor as defined under paragraphs (a) to (i) of section 1, Part 1 of Schedule 1 of the Securities and Futures Ordinance, or that it is a Professional Investor as defined under sections 4, 6 and 7 of the Securities and Futures (Professional Investor) Rules (a Corporate Professional Investor).
I further hereby confirm that:- (a) I have done assessment on the client in accordance with Section 3(b) of the Securities and Futures (Professional Investor) Rules (Chapter 571D of the laws of Hong Kong); and (b) I have seen the original / certified true copy of the supporting documents requested in this assessment form.
The definition which is contained in Schedule 1 to the SFO and the Securities and Futures (Professional Investor) Rules is lengthy and is attached at Annex A.
Changes in StatusThe Individual Professional Investor must inform JMC in writing immediately if the Individual Professional Investor no longer qualifies to be treated as an Individual Professional Investor under the Professional Investor Rules.
The conditions are onerous and include the following principal obligations.1. Restriction to professional investors and disclosure requirementsInvestors in a fund with a stated investment objective of investing in cryptocurrencies or which intends to invest 10% or more of its GAV in cryptocurrencies are restricted to “professional investors” as defined in the SFO (including high net worth investors under the Securities and Futures (Professional Investor) Rules).
And what—in a situation where [Senior’s] just gone, unless he was the killer.