Professional Investor definition

Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;

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Professional Investor means an investment company registered under the investment company act of 1940, title I of chapter 686, 54 Stat. 789, 15 U.S.C. 80a-1 to 80a-64, a pension or profit sharing trust or other institutional buyer, or a person, partnership, or other entity a majority of whose resources are dedicated to investing in equity or debt securities and whose net worth exceeds $500,000.00 prior to the savings bank's investment.

Professional Investor means an investor which is considered to be a professional client or may, on request, be treated as a professional client within the meaning of Annex II to Directive 2004/39/EC;

Examples of Professional Investor in a sentence

Moreover, unless you are a Professional Investor, the authority must specify the period for which it is current and be limited to not more than 12 months.
If you are a Professional Investor, these restrictions do not apply.
MLAM and its affiliates shall for all purposes herein be deemed a Professional Investor as defined under the rules promulgated by IMRO (hereinafter referred to as the "IMRO Rules").
The foregoing declaration includes, without limitation, the Fund’s consent to be treated by BBH&Co. and its affiliates as a Professional Investor under the Securities and Futures Ordinance (Cap 571 of the Laws of Hong Kong) and the Code of Conduct for Persons Registered with the Securities and Futures Commission.
As the Adviser is classified as an Institutional Professional Investor, the Subadviser may elect to dispense with certain regulatory requirements as set out in Paragraphs 15.4 and 15.5 of the Code as well as under the Securities and Futures (Contract notes, Statements of Account and Receipts) Rules when dealing with the Adviser.

More Definitions of Professional Investor

Professional Investor means an accredited investor as defined in 15 USC 77b.

Professional Investor means a client who meets the criteria laid down in Annex II to Directive 2014/65/EU;

Professional Investor has the meaning given to it in Part 1 of Schedule 1 to the SFO;

Professional Investor means a “professional investor” as defined in paragraphs (a) to (j) of Part I of Schedule 1 of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and the regulations thereunder. “Securities” means securities as defined in the SFO.

Professional Investor means an accredited investor under 15 U.S.C. 77b.

Professional Investor means a person

Professional Investor means any bank, bank holding company, savings institution, farm credit institution, trust company, insurance company, investment company registered under the federal Investment Company Act of 1940, financial services loan company, pension or profit-sharing trust or other financial institution or institutional buyer, licensee under the federal Small Business Investment Act of 1958, or any person, partnership, or other entity of whose resources, a substantial amount is dedicated to investing in securities or debt instruments, and whose net worth exceeds $250,000.