Investment Restrictions and Practices definition

Investment Restrictions and Practices means the restrictions and practices of the Funds as described in section 2.0 of this AIF.

Examples of Investment Restrictions and Practices in a sentence

  • Standard Investment Restrictions and Practices The standard investment restrictions and practices set out in NI 81-102 are deemed to be included in this annual information form.

  • The Fund may not make short sales of securities or maintain a short position in any security except in accordance with the Fund’s policy on the use of hedging strategies as set out under Investment Restrictions and Practices – Hedging.

  • The Fund may only use hedging strategies as set out under Investment Restrictions and Practices - Hedging.

  • Standard Investment Restrictions and Practices The remaining standard investment restrictions and practices set out in NI 81-102 are deemed to be included in this annual information form.

  • We do not permit the Fund to be held within registered disability savings plansR³DSPs´ Standard Investment Restrictions and Practices The remaining standard investment restrictions and practices set out in NI 81-102 are deemed to be included in this Annual Information Form.

  • Policies on Related Underwriters As described under "Investment Restrictions and Practices – Exemptive Relief Obtained by the Fund" earlier in this document, the Fund may, in certain circumstances, invest in securities offerings where a related underwriter is involved or trade securities of related parties or trade with related parties.

  • The Fund shall comply with the Investment Restrictions and Practices set out in Part X of the Regulations (subject to the right of seeking exemptions as permitted in Part X of the Regulations).

  • Accordingly, the Funds have obtained exemptive relief to permit the Funds to engage in inter-fund trades if the security is an exchange-traded security, executed at the last sale price immediately before the trade is executed, on an exchange upon which the security is listed or quoted.Standard Investment Restrictions and Practices The remaining standard investment restrictions and practices set out in NI 81-102 are deemed to be included in this annual information form.

  • Policies on Related Underwriters As described under "Investment Restrictions and Practices – Exemptive Relief Obtained by the Fund" earlier in this document, the Fund may, in certain circumstances, invest in securities offerings where a related underwriter is involvedor trade securities of related parties or trade with related parties.

Related to Investment Restrictions and Practices

  • Investment Restrictions means the investment restrictions of the Fund as set forth in the Declaration of Trust including, without limitation, those described in section 2.0 of this Annual Information Form.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Payment Restriction has the meaning set forth in Section 4.14.

  • Internal lot restriction means a platted note, platted demarcation, or platted designation that:

  • Dealing Restrictions means restrictions imposed by statute, order, regulation or Government directive, or by the Model Code or any code adopted by the Company based on the Model Code and for this purpose the Model Code means the Model Code on dealings in securities set out in Listing Rule 9, annex 1 (of the London Stock Exchange), as varied from time to time;

  • securities lending transactions means transactions whereby a Sub-Fund lends its Securities to a security-borrowing counterparty for an agreed fee.

  • Ownership Restrictions means collectively the Ownership Limit as applied to Persons other than the Initial Holder or Look-Through Entities, the Initial Holder Limit as applied to the Initial Holder and the Look-Through Ownership Limit as applied to Look-Through Entities.

  • Promotion of Access to Information Act ’ means the Promotion of Access to Information Act, 2000 (Act No. 2 of 2000);

  • Required Financial Information means, with respect to each fiscal period or quarter of the Borrower, (a) the financial statements required to be delivered pursuant to Section 6.01(a) or (b) for such fiscal period or quarter of the Parent REIT, and (b) the Compliance Certificate required by Section 6.02

  • Securities lending or "securities borrowing" means a transaction by which a counterparty transfers securities subject to a commitment that the borrower will return equivalent securities on a future date or when requested to do so by the transferor, that transaction being considered as securities lending for the counterparty transferring the securities and being considered as securities borrowing for the counterparty to which they are transferred;

  • Public Information Act or “PIA” means Chapter 552 of the Texas Government Code.

  • Special Purpose Provisions has the meaning specified in Section 11.02 of the LLC Agreement.

  • Investment Agreements has the meaning set forth in the Recitals.

  • Monitoring and reporting requirements means one or more of

  • Significant Restricted Subsidiary means any Restricted Subsidiary that would be a “significant subsidiary” as defined in Article 1, Rule 1-02 of Regulation S-X, promulgated pursuant to the Securities Act, as such regulation is in effect on the date of this Indenture.

  • Deed Restrictions means the deed restrictions to be recorded with respect to the Land, which deed restrictions shall be subject to the Director's approval and shall be commensurate with the nature and purpose of the Land as stated in the Recipient's application for grant funds under Revised Code Sections 164.20 through 164.27. The Deed Restrictions shall be perpetual and shall not be amended, released, extinguished or otherwise modified without the prior written approval of the Director, in the Director's sole discretion, who shall have full enforcement authority, as set forth more specifically in Section IX of this Agreement.

  • SEC Restrictions has the meaning set forth in Section 2(b).

  • Green Tag Reporting Rights means the exclusive right of a purchaser of Environmental Attributes to report ownership of Environmental Attributes in compliance with federal or state law, if applicable, and to federal or state agencies or other parties at such purchaser's discretion, including under any present or future domestic, international, or foreign emissions trading program or renewable portfolio standard.

  • Reinvestment Agreements One or more reinvestment agreements, acceptable to the Rating Agencies, from a bank, insurance company or other corporation or entity (including the Trustee).

  • Non-Public Information means material non-public information (within the meaning of United States federal, state or other applicable securities laws) with respect to Borrower or its Affiliates or their Securities.

  • Burdensome Restrictions means any consensual encumbrance or restriction of the type described in clause (a) or (b) of Section 6.10.

  • Private Restrictions means (as they may exist from time to time) any and all covenants, conditions and restrictions, private agreements, easements, and any other recorded documents or instruments affecting the use of the Property, the Building, the Leased Premises, or the Outside Areas.

  • Restriction of Use means, in respect of any day, any difference from the normal capability of all or any part of the Routes (where the normal capability of the Routes is expressed in the Applicable Timetable Planning Rules relevant to that day notified to each Timetable Participant on or before D-26) which results in:

  • Put Restriction means the days between the beginning of the Pricing Period and Closing Date. During this time, the Company shall not be entitled to deliver another Put Notice.

  • Management Information means the information specified in the Monitoring Schedule.

  • Reporting Requirements As defined in Section 11.15.