Investment Transaction definition

Investment Transaction means any purchase, acquisition, exchange, sale or disposition, merger or interest exchange that results in the acquisition or disposition of, or other transaction involving, an Investment.

Split View

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Get StartedBook a Demo

Investment Transaction means a transaction subject to Section 13(d), but not Section 16, of the Securities Exchange Act of 1934, provided that in connection with such a transaction Borrower or any applicable Subsidiary (as the case may be) has reported and at all times continues to report to the Securities and Exchange Commission that such transaction is undertaken for investment purposes only and not for any of the purposes specified in clauses 4(a) through (j), inclusive, of the special instructions for complying with Schedule 13D under the Securities Exchange Act of 1934.

Investment Transaction has the meaning set forth in Section 7.04.

Examples of Investment Transaction in a sentence

• The Manager shall seek and obtain Board approval of any Investment Transaction that does not meet the Investment Guidelines.

• With respect to Investment Transactions for which Board approval is not required but advance notice is required, the Manager shall provide to the Board a summary of its investment analysis with respect to the proposed Investment Transaction.

• If any proposed Investment Transaction requires approval by the Independent Directors, the Manager will deliver to the Independent Directors all documents and other information reasonably required by them to evaluate properly the proposed transaction.

• The execution, delivery, and performance by the Company of this Agreement and the other Transaction Documents and the consummation of the transactions contemplated hereby and thereby, including the Investment Transaction, have been duly and validly authorized by all necessary corporate action on the part of the Company.

• No notice, registration, qualification, designation, declaration, or filing with, or the Consent or Permit of, or any action by any Governmental Entity is required on the part of an Investor in connection with the execution and delivery of this Agreement or the other Transaction Documents, or the consummation the Investment Transaction.

More Definitions of Investment Transaction

Investment Transaction means a transaction subject to Section 13(d) of the Exchange Act, provided that in connection with such transaction the Borrower or any Subsidiary (as the case may be) has reported and at all times continues to report to the SEC that such transaction is undertaken for investment purposes or strategic business purposes.

Investment Transaction means any transaction for which the principal purpose is to raise additional capital for the Company to further or execute its business plan.

Investment Transaction means a transaction in which the Company acquires control of, or makes a noncontrol investment in, a banking institution (including any savings association or similar financial institution) within the United States, provided that a noncontrol investment will not qualify as a Investment Transaction unless the Company obtains a board seat or other governance rights pursuant to a shareholder rights or similar agreement.

Investment Transaction has the meaning set forth in Paragraph 1B.

Investment Transaction has the meaning set forth in Section 1B.

Investment Transaction means an individual transaction between the Muwakkil and the Wakil made pursuant to Clause 5.

Investment Transaction is defined in the Recitals.