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Investor Protection Rules definition

Investor Protection Rules mean the provisions specified in Chapter 9 of the Company’s Regulations, under the same chapter title.

Examples of Investor Protection Rules in a sentence

  • Chief Executive Officer in INAP, part 3 (Publication of Rules and regulatory material), has the meaning given by rule 3.1.1. CIPR means Customer and Investor Protection Rules 2019.

  • These rules are the Customer and Investor Protection Rules 2019 (or CIPR).

  • By the execution hereof, the Client declares that he knows and expressly accepts the contents of the Regulations, Terms of Trading, Privacy and Security Policy, Complaints Policy, Summary of Conflict of Interest Policy, Enforcement Policy, the Investor Protection Rules and the Risk Management Policy as well as the content of the Schedule of Fees, which are applied by the eBrókerház Zrt, and which can be viewed on the websites operated by the eBrókerház Zrt.

  • Professional investors for PRIV has the same meaning as “business customer” or “eligible counterparty” as defined in the Customer and Investor Protection Rules 2019 (“CIPR”).

  • In addition to as previously discussed in 2.3.10 Investor Protection Rules, civil law prospectus liability rules offer an effective protection for retail investors.

  • Please see 2.3.7 Investor Protection Rules and 3.3.7 Investor Protec- tion Rules for further information.

  • Such requirements do not arise from the AIFM Act but find their origin in other European and national regulations; please see 2.3.7 Investor Protection Rules.

  • Please see 3.2.3 Restrictions on Investors and 2.3.7 Investor Protection Rules.

  • In addition to as previously discussed in 2.3.10 Investor Protection Rules, civil law prospectus liability rules offer effective protection for retail investors.

  • A “retail investor” is defined as any investor that does not meet the necessary criteria in MiFID, unless it can be treated as an “elective profes- sional client” (see 2.3.10 Investor Protection Rules).

Related to Investor Protection Rules

  • Auction Rules means the Mineral (Auction) Rules, 2015 and its subsequent amendments.

  • Credit Risk Retention Rules shall have the meaning set forth in Section 4.9(a).

  • U.S. Risk Retention Rules means the federal interagency credit risk retention rules, codified at 17 C.F.R. Part 246.

  • Mediation Rules As defined in Section 2.03(h)(i).

  • Risk Retention Rules means the joint final rule that was promulgated to implement the Risk Retention Requirements (which such joint final rule has been codified, inter alia, at 17 C.F.R. § 246), as such rule may be amended from time to time, and subject to such clarification and interpretation as have been provided by the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Commission and the Department of Housing and Urban Development in the adopting release (79 Fed. Reg. 77601 et seq.) or by the staff of any such agency, or as may be provided by any such agency or its staff from time to time, in each case, as effective from time to time as of the applicable compliance date specified therein.

  • Arbitration Rules means the AAA’s Commercial Arbitration Rules and Mediation Procedures.

  • EU Securitization Rules means the EU Securitization Regulation, together with any relevant regulatory and/or implementing technical standards adopted by the European Commission in relation thereto, any relevant regulatory and/or implementing technical standards applicable in relation thereto pursuant to any transitional arrangements made pursuant to the EU Securitization Regulation, and, in each case, any relevant guidance published in relation thereto by the European Banking Authority or the European Securities and Markets Authority (or, in either case, any predecessor authority) or by the European Commission.

  • Consumer Protection Act means the Consumer Protection Act, No. 68 of 2008 (as amended from time to time).

  • Mentor-Protégé Agreement means an agreement between a prime and MBE or WBE subcontractor pursuant to MCC 2-92-535, that is approved by the City of Chicago and complies with all requirements of MCC 2-92-535 and any rules and regulations promulgated by the Chief Procurement Officer.

  • Fair Housing Act means the Fair Housing Act, as amended.

  • UNCITRAL Arbitration Rules means the arbitration rules of the United Nations Commission on International Trade Law.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • FW Act means the Fair Work Act 2009 (Cth).

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Dodd-Frank Act means the Dodd-Frank Wall Street Reform and Consumer Protection Act.

  • Applicable Data Protection Law means all data privacy or data protection laws or regulations globally that apply to the Processing of Personal Information under this Data Processing Agreement, which may include Applicable European Data Protection Law.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • Data Protection Act means Act CXII of 2011 on Informational Self-Determination and Freedom of Information.

  • Mass Privacy Act means the Massachusetts Standards for the Protection of Personal Information, 201 CMR 17.00, et seq.

  • Applicable Data Protection Laws means all national, international and local laws, regulations and rules by any government, agency or authority relating to data protection and privacy which are applicable to CPA Global or the Customer, including but not limited to The General Data Protection Regulation (Regulation (EU) 2016/679), (GDPR);

  • Electricity Act means the Electricity Act, 1998, S.O. 1998, c. 15, Schedule A;

  • EU Data Protection Laws means EU Directive 95/46/EC, as transposed into domestic legislation of each Member State and as amended, replaced or superseded from time to time, including by the GDPR and laws implementing or supplementing the GDPR;

  • General Data Protection Regulation GDPR" means regulation (EU) 2016/679 of the European parliament and of the council as amended from time to time.