Joint Brokers definition

Joint Brokers means Investec and Canaccord, or either of them as the context shall require;
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Joint Brokers means CSSEL and Deutsche Bank and “Joint Broker” shall be construed accordingly;
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Joint Brokers means Cavendish and Singer Capital Markets
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Examples of Joint Brokers in a sentence

  • In the event that a Placee defaults in the payment of any subscription monies, the Joint Brokers will, as agent for EARNZ and at EARNZ's expense, take such steps as they consider appropriate in the circumstances to enforce the rights of EARNZ in respect of amounts owed by the relevant Placee to EARNZ.

  • EARNZ undertakes to the Joint Brokers that it will formally apply, through Shore Capital, to the Exchange for Admission.

  • Any Claim by any Indemnified Person (other than a Joint Broker) to enforce its rights under this clause 12 may only be made, threatened, brought or established by such Indemnified Person with the prior written consent of the Joint Brokers, which may, if given, be given on and subject to such terms as the Joint Brokers may determine.

  • XXXXX shall procure that the Warranty Confirmation Letter is delivered to the Nomad and the Joint Brokers in accordance with clause 5 and Schedule 3.

  • This sub-clause may be relied upon and enforced by each such director, partner, officer or employee of the Nomad, the Joint Brokers or an Indemnified Person.

  • EARNZ undertakes to procure that all such steps are taken, including the making of any applications required by the Regulations or the rules of CREST and providing all necessary authorisations and issuing all necessary instructions to the Registrars, to enable the New Consolidated Shares to be held in uncertificated form as a participating security as may be required by the Regulations or the rules of CREST and otherwise as the Joint Brokers shall direct.

  • If any announcement or notification is required to be made by EARNZ pursuant to paragraph 2.1, EARNZ will make such announcement and/or despatch such communication in such form and by such means as the Joint Brokers (acting in good faith) shall determine.

  • In the event of any delays in the use of CREST in relation to the Placing, EARNZ and the Joint Brokers (acting jointly) may agree that all of the New Consolidated Shares should be held in certificated form and the provisions of this Agreement will thereby be deemed to be modified accordingly.

  • If the Joint Brokers consider that EARNZ has failed to fulfil its obligations in respect of announcements and/or notifications under this paragraph 2.2, the Joint Brokers reserve the right to make such announcement and/or notification on EARNZ's behalf as they may consider necessary to comply with any such requirements (but without any obligation to do so).

  • As soon as reasonably practicable after and in any event by no later than the third Business Day after the Admission Date, each of the Joint Brokers shall jointly pay (subject to sub-clause 8.6) EARNZ, to the account specified in sub-clause 8.4, an amount equal to the aggregate number of the Placing Shares multiplied by the Issue Price less all sums payable by EARNZ pursuant to sub-clauses 9.1 to 9.3 which the Joint Brokers elect to deduct pursuant to sub- clause 9.4.


More Definitions of Joint Brokers

Joint Brokers means Cenkos and Singer Capital Markets
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Joint Brokers means Numis and Baden Hill, and Joint Broker shall be construed accordingly; "London Stock Exchange" means London Stock Exchange plc;
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Joint Brokers means each of Allenby Capital, Dowgate and Stifel, and “Joint Broker” shall mean any one of them
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Joint Brokers means, together SCS and WH Ireland and "Joint Broker" means either one of them.
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Joint Brokers means, together SCS and Xxxx and “Joint Broker” means either one of them.
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Related to Joint Brokers

  • Seller’s Broker means Xxxxxxxx Xxxxxxxx Xxxxxx, X.X.

  • Data Broker means either of the following:

  • Brokers and Finders' Fees............................................ 13 2.14

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Associate broker means a licensed broker who is employed by

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Approved Broker means a Firm-approved third-party broker for Employee Securities Accounts.

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Mortgage broker means any person who for compensation or

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • insurance broker means an insurance brokerage firm,

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;