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Margin Regulation definition

Margin Regulation means Regulation U or X, as applicable.
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Margin Regulation has the meaning set forth in Section 3.17.
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Margin Regulation has the meaning set forth in Section 3.17 hereof. 9.1.56. "MARGIN STOCK" has the meaning set forth in Section 3.17 hereof.
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Examples of Margin Regulation in a sentence

  • Borrower is not in violation of any provision of Section 7 of the Securities Exchange Act of 1934 or any Margin Regulation, nor will Borrower’s activities cause it to violate such provision or any Margin Regulation.

  • To display all details for an Adverse Event, click on the relevant row in the Adverse Events grid.To edit the details for an Adverse Event, click on the relevant in-line Edit icon in the Adverse Events grid.To delete an Adverse Event (assuming it has been entered erroneously), click on the relevant in-lineDelete icon in the Adverse Events grid.

  • Accordingly, the Commission believes that more flexibility is warranted, and that it is more appropriate to leave these matters up to negotiation by the parties.D. Regulation 23.703 – Investment of Segregated Margin Regulation 23.703 requires initial margin segregated pursuant to subpart L to be invested consistent with Commission Regulation 1.25.

  • Borrower is not in violation of any provision of Section 7 of the Securities Exchange Act of 1934 or any Margin Regulation, nor will Borrower's activities cause it to violate such provision or any Margin Regulation.

  • No part of the proceeds of any Loan will be used by the Parent, the Company or any of its Subsidiaries to purchase or carry any margin stock (as defined in any Margin Regulation) or to extend credit to others for the purpose of purchasing or carrying any such margin stock, if the making of any Loan or the use of the proceeds thereof or the Issuance of any Letter of Credit would violate or be inconsistent with the provisions of any Margin Regulation.

  • Each of Borrower, Intermediate Subsidiary or Pledgor shall, and shall cause Parent to, comply with all relevant requirements set forth in any Margin Regulation.

  • Each Loan Party shall not, and the Loan Parties shall not and not permit their Affiliates to, violate any applicable Margin Regulation.

  • Actions Requiring the Consent of Agent 58 6.10 Use of Proceeds 59 6.11 Intentionally Omitted 59 6.12 Margin Regulation; Investment Company Act 59 6.13 Intentionally Omitted.

  • On the Initial Borrowing Date, neither the making of any Tender Offer Loan nor the use of the proceeds thereof will violate the provisions of the Margin Regulation.

  • None of the Loan Parties ------------------------------------- engages or intends to engage principally, or as one of its important activities, in the business of incurring Indebtedness or extending credit to others (including, without limitation, any of the Subsidiaries of the Borrower) for the purpose, immediately, incidentally or ultimately, of purchasing or carrying margin stock (within the meaning of any Margin Regulation).


More Definitions of Margin Regulation

Margin Regulation. The Shares are presently "margin securities" under the regulations of the Board of Governors of the Federal Reserve System (the "Federal Reserve Board"), which has the effect, among other things, of allowing brokers to extend credit using such Shares as collateral. Depending upon factors similar to those described above regarding listing and market quotations, the Shares might no longer constitute "margin securities" for the purposes of the Federal Reserve Board's margin regulations in which event the Shares would be ineligible as collateral for margin loans made by brokers.
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Margin Regulation means, collectively, Regulations T, U and X of the Board.
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Margin Regulation means, collectively, Regulations T, U and X of the Federal Reserve Board.
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Related to Margin Regulation

  • Margin Regulations means Regulation T, Regulation U and Regulation X of the Board of Governors of the Federal Reserve System, as the same may be in effect from time to time.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • SRM Regulation means Regulation (EU) No. 806/2014 of the European Parliament and of the Council of 15 July 2014, establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of the Single Resolution Mechanism and the Single Resolution Fund and amending Regulation (EU) No. 1093/2010, as amended or replaced from time to time (including by the SRM Regulation II).

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • EU Securitization Regulation means Regulation (EU) 2017/2402 of the European Parliament and of the Council of December 12, 2017.

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • UK Securitization Regulation means Regulation (EU) 2017/2402 as it forms part of UK domestic law as “retained EU law” by operation of the EUWA and as amended by the Securitisation (Amendment) (EU Exit) Regulations 2019, and as further amended.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Applicable MREL Regulations means, at any time, the laws, regulations, requirements, guidelines and policies then in effect in Norway giving effect to any MREL Requirement or any successor regulations then applicable to the Issuer and/or the Group, including, without limitation to the generality of the foregoing, CRD IV, the BRRD and those regulations, requirements, guidelines and policies giving effect to any MREL Requirement or any successor regulations then in effect (whether or not such requirements, guidelines or policies have the force of law and whether or not they are applied generally or specifically to the Issuer and/or the Issuer Group).

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • Market Abuse Regulation means the EU Market Abuse Regulation (596/2014).

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • Council Regulation means Council Regulation (EC) No. 2201/2003 of 27 November 2003 1 concerning jurisdiction and the recognition and enforcement of judgments in matrimonial matters and the matters of parental responsibility, repealing Regulation (EC) No. 1347/2000;

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • Margin Requirement means the amount of money and/ or assets that the Client is required to deposit and/ or hold with the Firm as consideration for entering into a Transaction and/ or maintaining an Open Position on its Account;

Most Referenced Clauses

Most Referenced Definitions