Market Regulator definition

Market Regulator means IIROC or such other person recognized by the Ontario Securities Commission as a Regulation Services Provider for the purposes of Ontario securities law and which has been retained by the Exchange as an acceptable Regulation Services Provider.

Market Regulator means IIROC or such other Person recognized by the applicable Securities Regulatory Authority as a regulation services provider for the purposes of securities laws and which has been designated by the Exchange as an acceptable regulation services provider.

Market Regulator means IIROC or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities

Examples of Market Regulator in a sentence

• It will then send the Independent Auditors’ report to the French Market Regulator (AMF).

• It shall notify the French Market Regulator (AMF) of any disputes with the Management Company.

• The decision must be taken at least three months before expiry of the Fund’s anticipated term and the unitholders and the French Market Regulator (AMF) notified.

• Article 11 - Dissolution - Extension If the level of the Fund’s assets remains below the level specified in Article 2 above for a period of thirty days, the Management Company shall inform the French Market Regulator (AMF) and shall wind up the Fund, except in the event of a merger with another mutual fund.

• Article 7 – The Independent Auditor The Management Company appoints an Independent Auditor for a term of six financial years, after obtaining the agreement of the French Market Regulator (AMF).

More Definitions of Market Regulator

Market Regulator means IIROC and any successor.

Market Regulator means Market Regulation Services Inc. or such other person as recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNQ as an acceptable regulation services provider.

Market Regulator means IIROC or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been designated by CNSX as an acceptable regulation services provider.

Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 1 INTERPRETATION AND GENERAL PROVISIONS

Market Regulator means Investment Industry Regulatory Organization of Canada or such other person as recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 11 TRADING OF ALTERNATIVE MARKET SECURITIES 11-102 Qualification for Alternative Market

Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by the Exchange as an acceptable regulation services provider.

Market Regulator means:an Exchange, unless such Exchange monitors the conduct of its members indirectly through a regulation service provider in which case, the regulation services provider;a QTRS, unless such QTRS monitors the conduct of its users indirectly through a regulation service provider in which case, the regulation services provider; and in respect of any other marketplace, the regulation service provider with whom that marketplace has entered an agreement in accordance with the requirements of the Trading Rules.