Market Regulator definition

Market Regulator means IIROC or such other person recognized by the Ontario Securities Commission as a Regulation Services Provider for the purposes of Ontario securities law and which has been retained by the Exchange as an acceptable Regulation Services Provider.
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Market Regulator means IIROC or such other Person recognized by the applicable Securities Regulatory Authority as a regulation services provider for the purposes of securities laws and which has been designated by the Exchange as an acceptable regulation services provider.
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Market Regulator means IIROC or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities
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Examples of Market Regulator in a sentence

  • Lack of Market Liquidity: Trading in units of ETFs on the Stock Exchange on which it is listed may be halted because of market conditions or for reasons that, in the view of the concerned Stock Exchange or Market Regulator, trading in the ETF Units is inadvisable.

  • It will then send the Independent Auditors’ report to the French Market Regulator (AMF).

  • It shall notify the French Market Regulator (AMF) of any disputes with the Management Company.

  • Neither the CSE nor its Market Regulator (as that term is defined in the policies of the CSE) accepts responsibility for the adequacy or accuracy of this news release.

  • The Market Regulator must be notified of the announcement, in advance, in the usual manner.

  • The decision must be taken at least three months before expiry of the Fund’s anticipated term and the unitholders and the French Market Regulator (AMF) notified.

  • However, when either rumours or unusual trading activity occur, the Market Regulator may request that the Listed Issuer make a clarifying statement.

  • Article 11 - Dissolution - Extension If the level of the Fund’s assets remains below the level specified in Article 2 above for a period of thirty days, the Management Company shall inform the French Market Regulator (AMF) and shall wind up the Fund, except in the event of a merger with another mutual fund.

  • The Market Regulator will also review the proposed wording of the press release to ensure it is complete and balanced.

  • Financial Intermediary registered in the Portuguese Stock Market Regulator (Comissão do Mercado de Valores Mobiliários) under nr.


More Definitions of Market Regulator

Market Regulator means IIROC or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been designated by CNSX as an acceptable regulation services provider.
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Market Regulator means IIROC and any successor.
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Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by the Exchange as an acceptable regulation services provider.
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Market Regulator means Investment Industry Regulatory Organization of Canada or such other person recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 1 INTERPRETATION AND GENERAL PROVISIONS
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Market Regulator means Investment Industry Regulatory Organization of Canada or such other person as recognized by the Commission as a regulation services provider for the purposes of the Securities Act and which has been retained by CNSX as an acceptable regulation services provider. RULE 11 TRADING OF ALTERNATIVE MARKET SECURITIES 11-102 Qualification for Alternative Market
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Market Regulator means:an Exchange, unless such Exchange monitors the conduct of its members indirectly through a regulation service provider in which case, the regulation services provider;a QTRS, unless such QTRS monitors the conduct of its users indirectly through a regulation service provider in which case, the regulation services provider; and in respect of any other marketplace, the regulation service provider with whom that marketplace has entered an agreement in accordance with the requirements of the Trading Rules.
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Related to Market Regulator

  • Regulator means, with respect to any person, any Government Authority charged with regulating, supervising or examining such person and its Affiliates.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Regulatory Authority means any applicable supra-national, federal, national, regional, state, provincial, or local governmental or regulatory agencies, departments, bureaus, commissions, councils, or other government entities (e.g., the FDA and EMA) regulating or otherwise exercising authority with respect to activities contemplated in this Agreement, including the Exploitation of Products.

  • public authority means any authority or body or institution of self- government established or constituted—

  • FDA means the United States Food and Drug Administration.