Ontario Securities Law definition

Ontario Securities Law means the applicable securities laws in the Province of Ontario and the rules and regulations under such laws, together with the applicable published policy statements, instruments, blanket orders, blanket rulings and notices of the Reviewing Authority.
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Ontario Securities Law means the securities laws in the province of Ontario and the respective rules and regulations under such laws, together with the applicable published policy statements and applicable notices and blanket orders or rulings of the OSC. The OSC is the securities regulatory authority regulating the offering of the Securities. The term “Canadian Final Prospectus” means the final prospectus supplement relating to the offering of the Securities first filed with the OSC after the Applicable Time, together with the Canadian Base Prospectus, including all documents incorporated therein by reference. A preliminary prospectus supplement was filed with the OSC on March 7, 2023. The term “Canadian Preliminary Prospectus” means the preliminary prospectus supplement relating to the offering of the Securities filed with the OSC, together with the Canadian Base Prospectus, including all documents incorporated therein by reference.
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Ontario Securities Law means the securities laws in the province of Ontario and the respective rules and regulations under such laws, together with the applicable published policy statements and applicable notices and blanket orders or rulings of the OSC, including National Instrument 44-101 – Short Form Prospectus Distributions (“NI 44-101”) and Companion Policy 44-101CP and National Instrument 44-102 – Shelf Distributions and Companion Policy 44-102CP (collectively, the “Shelf Procedures”). The OSC is the securities regulatory authority regulating the offering of the Securities. The term “Canadian Final Prospectus” means the final prospectus supplement relating to the offering of the Securities first filed with the OSC after the Applicable Time, together with the Canadian Base Prospectus, including all documents incorporated therein by reference. A preliminary prospectus supplement was filed with the OSC on June 8, 2020. The term “Canadian Preliminary Prospectus” means the preliminary prospectus supplement relating to the offering of the Securities filed with the OSC, together with the Canadian Base Prospectus, including all documents incorporated therein by reference. The Company has also filed with the United States Securities and Exchange Commission (the “SEC”) a registration statement on Form F-10 (File No. 333-237672), as amended by Amendment No. 1 to the Form F-10, providing for the registration of $2,000,000,000 aggregate principal amount of senior debt securities, including the Securities, under the Securities Act. Such registration statement and any post-effective amendment thereto, in each case including the Canadian Base Prospectus (with such deletions therefrom and additions thereto as are permitted or required by Form F-10 and the applicable rules and regulations of the SEC) each in the form heretofore delivered or to be delivered to the Underwriters, including exhibits to such registration statement and all documents incorporated by reference in the
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Examples of Ontario Securities Law in a sentence

  • The Company will promptly file all reports required to be filed by it with the OSC pursuant to Ontario Securities Law and the SEC pursuant to Section 13(a), 13(c) or 15(d) of the Exchange Act for so long as the delivery of a prospectus (or in lieu thereof, a notice referred to in Rule 173(a)) is required under the Securities Act in connection with the offering or sale of the Securities.

  • The Company will use the net proceeds from the Subscription for hub and spoke development and general corporate purposes.(b) Listing; Ontario Securities Law Compliance.

  • The Company is a “reporting issuer” (or equivalent) in each province of Canada and is not in default in any material respect of any requirement under applicable Ontario Securities Law or the securities laws of any other province of Canada.

  • Create an Inventory of all requirements within the MTFs' OSC Exemptive Orders, including the Restated Order, as defined in the Settlement Agreement, and any additional Ontario Securities Law provisions applicable to the MTFs (each, an "Ontario Legal Obligation").

  • CPAB will share Non-Confidential Information and, subject to Article Six, Confidential Information, and provide reasonable assistance to the OSC in obtaining and interpreting such information, regarding CPAB’s general strategic plans for inspections, the general results of inspecting Participating Audit Firms or Reporting Issuer audit files, and related issues that may be relevant to assessing compliance with Ontario Securities Law.

  • Only a sum of Rs.1,00,000/- shall be treated as gift in the form of gold from Smt.

  • In 2018 OMEGA ATS entered into a settlement with the OSC acknowledging several areas of non-compliance with Ontario Securities Law related to the operation of its systems despite having used an external auditor to conduct its ISR for the years under review.4 Requiring marketplaces to use external auditors has resulted in a significant cost increase for marketplaces.

  • Impact on Exchange’s Compliance with Ontario Securities Law and on Requirementsfor Fair Access and Maintenance of Fair and Orderly MarketsNo impact is expected.

  • Any anonymous tip received by the OSC that suggests a Designated Professional or Participating Audit Firm has not performed sufficient procedures to support an opinion in an auditor’s report that accompanies a Reporting Issuer’s financial statements filed in accordance with Ontario Securities Law.

  • Impact on Exchange’s Compliance with Ontario Securities Law and on Requirements for FairAccess and Maintenance of Fair and Orderly Markets The proposed amendments will not adversely impact the Exchange’s compliance with Ontario securities laws, including requirements for fair access and maintenance of fair and orderly markets.


More Definitions of Ontario Securities Law

Ontario Securities Law has the meaning ascribed to that term in the Securities Act (Ontario).
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Ontario Securities Law means the Securities Act and the regulations and rules under that Act and, in respect of a person or company, a decision of the Commission or of a Director, as defined in the Securities Act, to which the person or company is subject; (“droit ontarien des valeurs mobilières”)
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Ontario Securities Law and “Reporting Issuer” each have the same meaning as in the Securities Act (Ontario), (the “Securities Act”);
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Ontario Securities Law means the securities laws in each jurisdiction; “section 57(1) of the Act” means,
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Related to Ontario Securities Law

  • Securities Law means the Israeli Securities Law. 5728-1968.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Securities Act means the Securities Act of 1933, as amended.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Israeli Companies Law means the Israeli Companies Law, 5759-1999, as amended, and the regulations promulgated thereunder.

  • Blue Sky Laws means state securities or “blue sky” laws.

  • Hague Securities Convention means the Hague Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (concluded July 5, 2006).

  • 1933 Act means the Securities Act of 1933, as amended.

  • Canadian Securities Commissions means the securities regulatory authorities in each of the Qualifying Jurisdictions;

  • Companies Law means the Companies Law (2018 Revision) of the Cayman Islands, as amended from time to time.