Examples of Nominee Companies in a sentence
If the investor is a regulated Financial Institution (including relating wholly owned Nominee Companies used to hold the assets of the Parent Company’s clients’ assets) acting on behalf of third party, or a regulated Investment Fund, or a regulated Insurance Company investing in relation to Life Insurance/Unit Linked Products, please proceed to section 11.Please complete the below section with your expectations in terms of investment in the fund.
Practice Name: Solicitors Regulation Authority Registration Number: Date Established: Please include all names under which you practice and any other entities for which you are seeking cover, including Trustee and/or Nominee Companies.
Nominee Companies Subsidiary companies of licensed corporate and trust service providers, which are dormant and only act as nominee shareholders of companies administered by the corporate and trust service providers, can be disregarded.
It is important that you understand Pershing is not responsible for anything done or not done by, or any default of, an Eligible Custodian unless that default is caused by the negligence, fraudor wilful default on the part of Pershing or any of its Nominee Companies.
If the investor is a regulated Financial Institution (including relating wholly owned Nominee Companies used to hold the assets of the Parent Company’s clients’ assets) acting on behalf of third party, or a regulated Investment Fund, or a regulated Insurance Company investing in relation to Life Insurance/Unit Linked Products, please proceed to section 11.Please complete the below section with your expectations in terms of investment in the Fund.
Please include all names under which you practice and any other entities for which you are seeking cover, including Trustee and/or Nominee Companies.
In respect of all other Nominee Companies, we shall, in the absence of our own fraud, wilful default or negligence, have no liability arising out of the actions, omissions or default of any such Nominee Company, but shall take such steps as may reasonably be requested by you to pursue and enforce such remedies as you may have against any such Nominee Company, subject to you accepting liability for and providing adequate security in respect of our costs properly incurred in connection therewith.
Practice Name: Solicitors Regulation Number: Date Established: Please include all names under which you practice and any other entities for which you are seeking cover, including Trustee and/or Nominee Companies.
Shareholder RightsOUR STRATEGY IN ACTIONSelf-funded Programme to Proactively Forward Shareholder Communication Materials via Nominee Companies Shareholders must be furnished with sufficient and timely information concerning the Company and any material developments.There is currently no requirement in Hong Kong providing for mandatory forwarding of shareholder communication materials bynominee companies to beneficial shareholders.
Upon completion of the three step process in respect of each reporting issuer, the Nominee Companies held a corresponding percentage of the securities.